DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Manning Loflin
Feed of 09/14/2026
Also filed as Bert Loflin
At current firm
8 y
since Nov 6, 2017
In the industry
42 y
since May 24, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Nov 6, 2017 · Lynchburg, Va
- The Main Street Group independent RIAOct 15, 2015 to Nov 22, 2017 · Lynchburgh, Va
- Signator Investors, Inc. formerNov 12, 2003 to May 21, 2012 · Lynchburg, Va
- Equitable Advisors, LLC national BDMar 12, 1999 to Sep 11, 2003 · Lynchburg, Va
Moves
a registration end followed by a registration begin elsewhere
- The Main Street Group to LPL Financial LLCleft Nov 22, 2017, registered Nov 6, 2017 (-16 days) · Other
- Signator Investors, Inc. to The Main Street Groupleft May 21, 2012, registered Oct 15, 2015 (1242 days) · Other
- Equitable Advisors, LLC to Signator Investors, Inc.left Sep 11, 2003, registered Nov 12, 2003 (62 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address