DFX Intelligence

A•••••• T••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

A•••••• T••••• M•••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | BANGOR, ME

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Search this name across graphsid dfx:ria:08f1c9f1-c2bd-6370-a705-7dfe99f909cd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 11, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 8, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Nov 26, 2024	n/a	yes	BANGOR, ME\|TORRANCE, CA	Current employment
G••••• F•••••••• P•••••••	Former SEC adviser	Jul 31, 2018	Jan 22, 2025	no	Bangor, ME\|FALMOUTH, ME\|Bangor, ME\|Bangor, ME

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• F•••••••• P•••••••	E• W••••• A•••••••	Jan 22, 2025	Nov 26, 2024	-57	Firm change after gap	RIA to RIA
S••••••• F•••••••• P•••••••• L••	G••••• F•••••••• P•••••••	Aug 23, 2018	Jul 31, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
164542:111147:ME:2025-01-22	Jan 22, 2025	Nov 26, 2024	BANGOR, ME	Firm change after gap

Relationships

Registered with (4)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Nov 26, 2024 to presentfactForm ADV
→ G••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jul 31, 2018 to Jan 22, 2025factForm ADV
→ S••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jun 26, 2013 to Aug 23, 2018factForm ADV
→ C•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration

Dated events

Occurred
Jan 22, 2025
Advisor changed firm
A•••••• T••••• M••••• left G••••• F•••••••• P••••••• for E• W••••• A••••••• (registered 2024-11-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08f1c9f1-c2bd-6370-a705-7dfe99f909cd
First observed: Jul 11, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.