RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• T••••• M•••••
- E• W••••• A••••••• independent RIA currentsince Nov 26, 2024 · Bangor, Me
- G••••• F•••••••• P••••••• formerJul 31, 2018 to Jan 22, 2025 · Bangor, Me
- S••••••• F•••••••• P•••••••• L•• unclassifiedJun 26, 2013 to Aug 23, 2018 · Bangor, Me
- C•••••• F•••••••• S•••••••• L•• unclassifiedJul 11, 2011 to Aug 9, 2013 · Bangor, Me
- G••••• F•••••••• P••••••• to E• W••••• A•••••••left Jan 22, 2025, registered Nov 26, 2024 (-57 days) · RIA to RIA · moved with a team
- S••••••• F•••••••• P•••••••• L•• to G••••• F•••••••• P•••••••left Aug 23, 2018, registered Jul 31, 2018 (-23 days) · Other
- C•••••• F•••••••• S•••••••• L•• to S••••••• F•••••••• P•••••••• L••left Aug 9, 2013, registered Jun 26, 2013 (-44 days) · Other
- A•••••• T••••• M••••• left G••••• F•••••••• P••••••• for E• W••••• A••••••• (registered 2024-11-26)Jan 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address