DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••• P••••••• W•••••• L••
DAYTONA BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• P••••••• W•••••• L•• | Independent wealth | Jul 14, 2025 | n/a | yes | DAYTONA BEACH, FL | Current employment |
| C•••••••• M••••••••• G•••• | Former SEC adviser | Mar 5, 2012 | Sep 23, 2025 | no | CANTON, GA|SPRING CITY, TN|Daytona Beach, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• M••••••••• G•••• | F•••• P••••••• W•••••• L•• | Sep 23, 2025 | Jul 14, 2025 | -71 | Bulk transfer | RIA to RIA |
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••••• M••••••••• G•••• | Mar 20, 2012 | Mar 5, 2012 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 27, 2006 | Mar 20, 2012 | no | ROSWELL, GA | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | May 13, 2005 | Mar 20, 2012 | no | Alpharetta, GA|ROSWELL, GA | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Apr 2, 1998 | Jul 16, 2004 | no | FL | Previous registration |
| -15 |
| Firm change |
| Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Mar 20, 2012 | Apr 27, 2006 | -2,154 | Channel change | Other |
| C•••••• S••••• • C••• I••• | T• A••••••••• I••• | Jul 16, 2004 | May 13, 2005 | 301 | Firm change | Ibd to new firm |