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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CATAMOUNT WEALTH MANAGEMENT

CATAMOUNT MANAGEMENT GROUP LLC, CRD 127496

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0919a024-ae4d-bb6c-b202-738cef939f58

Data as of Mar 21, 2019 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 8, 2012 to Mar 21, 2019
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $232MItem 5.F on the latest filing (2019-03-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $223M
Private client RAUM: $220MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 593
Individual clients: 132
High net worth clients: 68
SEC number: 801-62368
CRD: 127496
Filings on the tape: 11
First filed: Feb 8, 2012
Latest filed: Mar 21, 2019
Organised: Limited Liability Company, Connecticut

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALBANESE, LOUIS, FRANCIS	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	yes	05/2003	Feb 8, 2012	Mar 21, 2019
STEFANOWICZ, LAURIE, E	MANAGING MEMBER, ASSISTANT COMPLIANCE OFFICER	A	no	04/2008	Feb 8, 2012	Mar 21, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 21, 2019	$232M	$223M	5	4	0	n/a	n/a
2017	Mar 27, 2018	$241M	$233M	5	4	0	n/a	n/a
2016	Mar 22, 2017	$204M	$199M	2	2	n/a	n/a	n/a
2015	Mar 11, 2016	$196M	$191M	3	2	n/a	n/a	n/a
2014	Mar 24, 2015	$166M	$161M	3	3	n/a	n/a	n/a
2013	Mar 20, 2014	$136M	$131M	3	3	n/a	n/a	n/a
2012	Mar 26, 2013	$103M	$96.2M	4	3	n/a	n/a	n/a
2011	Apr 2, 2012	$96.7M	$69.2M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$232M	$241M	-3.6%	$196M	5.8%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CRESTWOOD ADVISORS	2	Jul 29, 2019	Jul 26, 2019	WESTPORT, CT	Team lift out	RIA to RIA	100.0%

Relationships

Owns (1)

← STEFANOWICZ, LAURIE, EOwnerMANAGING MEMBER, ASSISTANT COMPLIANCE OFFICER, ownership code A, individual
Feb 8, 2012 to presentfactForm ADV

Controls (1)

← ALBANESE, LOUIS, FRANCISOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Feb 8, 2012 to presentfactForm ADV

Registered with (3)

← LAURIE E STEFANOWICZAdvisorregistration: previous registration
Jan 1, 2010 to Jul 29, 2019factForm ADV
← TRACI ANN PROVOSTAdvisorregistration: previous registration
Jan 14, 2019 to Jul 29, 2019factForm ADV
← JENNIFER ROSE HUISKINGAdvisorregistration: previous registration
Sep 20, 2011 to Feb 9, 2016factForm ADV

Moved with (1)

→ CRESTWOOD ADVISORSRegistered adviser2 advisors, team lift out, same day
Jul 29, 2019 to Jul 26, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0919a024-ae4d-bb6c-b202-738cef939f58
First observed: Feb 8, 2012
Last observed: Mar 21, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CATAMOUNT WEALTH MANAGEMENT

CATAMOUNT MANAGEMENT GROUP LLC, CRD 127496

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0919a024-ae4d-bb6c-b202-738cef939f58

Data as of Mar 21, 2019 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALBANESE, LOUIS, FRANCIS

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

05/2003

Feb 8, 2012

Mar 21, 2019

STEFANOWICZ, LAURIE, E

MANAGING MEMBER, ASSISTANT COMPLIANCE OFFICER

04/2008

Feb 8, 2012

Mar 21, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 21, 2019

$232M

$223M

n/a

2017

Mar 27, 2018

$241M

$233M

n/a

2016

Mar 22, 2017

$204M

$199M

n/a

2015

Mar 11, 2016

$196M

$191M

n/a

2014

Mar 24, 2015

$166M

$161M

n/a

2013

Mar 20, 2014

$136M

$131M

n/a

2012

Mar 26, 2013

$103M

$96.2M

n/a

2011

Apr 2, 2012

$96.7M

$69.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$232M

$241M

-3.6%

$196M

5.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CRESTWOOD ADVISORS

Jul 29, 2019

Jul 26, 2019

WESTPORT, CT

Team lift out

RIA to RIA

100.0%