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RIA / WealthAdvisor16 years in industry

TRACI ANN PROVOST

Advisor at CONCURRENT INVESTMENT ADVISORS, LLC

Westport, CT | TAMPA, FL

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Search this name across graphsid dfx:ria:f62ef88c-59b4-e056-785a-76360ae19c88

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCURRENT INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 7, 2010
First registration: Aug 28, 2010
Dual registered: no
Other names: TRACI ANN MARTIN
IAPD individual key: 5791884

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCURRENT INVESTMENT ADVISORS, LLC	Independent wealth	Mar 21, 2025	n/a	yes	TAMPA, FL\|Westport, CT	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 26, 2021	Mar 20, 2025	no	Westport, CT	Previous registration
CRESTWOOD ADVISORS	Independent wealth	Jul 24, 2019	Nov 30, 2020	no	Westport, CT\|BOSTON, MA	Previous registration
CATAMOUNT WEALTH MANAGEMENT	Former SEC adviser	Jan 14, 2019	Jul 29, 2019	no	WESTPORT, CT	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Aug 7, 2013	May 12, 2017	no	WILTON, CT\|MORRISTOWN, NJ	Previous registration
JACKSON, GRANT INVESTMENT ADVISERS, INC.	Independent wealth	Apr 16, 2012	Jun 22, 2013	no	STAMFORD, CT	Previous registration
MORGAN STANLEY	Wirehouse	Aug 28, 2010	Aug 19, 2011	no	Westport, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CONCURRENT INVESTMENT ADVISORS, LLC	Mar 20, 2025	Mar 21, 2025	1	Firm change	Ibd to RIA
CRESTWOOD ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Nov 30, 2020	Mar 26, 2021	116	Firm change	RIA to ibd
CATAMOUNT WEALTH MANAGEMENT	CRESTWOOD ADVISORS	Jul 29, 2019	Jul 24, 2019	-5	Firm change	RIA to RIA
PRIVATE ADVISOR GROUP, LLC	CATAMOUNT WEALTH MANAGEMENT	May 12, 2017	Jan 14, 2019	612	Firm change after gap	Other
JACKSON, GRANT INVESTMENT ADVISERS, INC.	PRIVATE ADVISOR GROUP, LLC	Jun 22, 2013	Aug 7, 2013	46	Firm change	Other
MORGAN STANLEY	JACKSON, GRANT INVESTMENT ADVISERS, INC.	Aug 19, 2011	Apr 16, 2012	241	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
127496:286243:CT:2019-07-29	Jul 29, 2019	Jul 24, 2019	WESTPORT, CT	Firm change

Relationships

Registered with (7)

→ CONCURRENT INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Mar 21, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 26, 2021 to Mar 20, 2025factForm ADV
→ CRESTWOOD ADVISORSRegistered adviserregistration: previous registration
Jul 24, 2019 to Nov 30, 2020factForm ADV
→ CATAMOUNT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 14, 2019 to Jul 29, 2019factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Aug 7, 2013 to May 12, 2017factForm ADV
→ JACKSON, GRANT INVESTMENT ADVISERS, INC.Registered adviserregistration: previous registration
Apr 16, 2012 to Jun 22, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 28, 2010 to Aug 19, 2011factForm ADV

Dated events

Occurred
Mar 20, 2025
Advisor changed firm
Traci Ann Provost left Raymond James Financial Services Advisors, Inc for Concurrent Investment Advisors, Llc (registered 2025-03-21)
Form ADVobserved 4 days ago