DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Catamount Wealth Management

Former SEC-registered adviserWestport, ConnecticutCRD 127496SEC 801-62368IAPD
Legal name Catamount Management Group LLC
Latest filing Mar 21, 2019
First filing on the tape Feb 8, 2012 · 11 filings
RAUM
$232M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
95%
$220M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$232M as of Mar 21, 2019
Apr 2, 2012$96.7M then
HNW client RAUM$196M as of Mar 21, 2019
Mar 27, 2018$204M then
State-registered IARs (5.B.3)4 as of Mar 21, 2019
Mar 26, 20133 then
Employees (5.A)5 as of Mar 21, 2019
Mar 26, 20134 then
Private funds: no history
RAUM -3.6% over the last fiscal year+5.8% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 21, 2019; every figure names its basis
RAUM per advisor
$58.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
50derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.9MderivedHNW RAUM over HNW clients
Average account
$391,643derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.6%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+8.7%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$196M84%
  • Individuals$24.0M10%
  • Pension and profit-sharing plans$10.3M4.4%
  • Charitable organizations$1.8M0.8%
Individual clients
132reported
HNW clients
68reported
Pension plan clients
22reported
Charitable clients
2reported
Accounts
593reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Francis Louis Albanese · Managing Member And Chief Compliance Officercontrol
      since 05/2003 · owns 75% or more
    • E Laurie Stefanowicz · Managing Member, Assistant Compliance Officer
      since 04/2008 · owns 5% to 10%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 644 to 593
      Jan 14, 2019 to Mar 21, 2019
    • Charity clients · unset to 2.0
      Jan 14, 2019 to Mar 21, 2019
    • HNW clients · 85 to 68
      Jan 14, 2019 to Mar 21, 2019
    • Individual clients · 99 to 132
      Jan 14, 2019 to Mar 21, 2019
    • Pension plan clients · 6 to 22
      Jan 14, 2019 to Mar 21, 2019
    • Discretionary RAUM · $233M to $223M
      Jan 14, 2019 to Mar 21, 2019
    • HNW RAUM · $204M to $196M
      Jan 14, 2019 to Mar 21, 2019
    • Individual RAUM · $31.7M to $24.0M
      Jan 14, 2019 to Mar 21, 2019
    • Non-discretionary RAUM · $8.2M to $8.9M
      Jan 14, 2019 to Mar 21, 2019
    • Pension RAUM · $4.3M to $10.3M
      Jan 14, 2019 to Mar 21, 2019
    • RAUM · $241M to $232M
      Jan 14, 2019 to Mar 21, 2019
    • Accounts · 539 to 644
      Mar 22, 2017 to Mar 27, 2018
    • Advisory employees · 2 to 4
      Mar 22, 2017 to Mar 27, 2018
    • HNW clients · unset to 85.0
      Mar 22, 2017 to Mar 27, 2018
    • Individual clients · unset to 99.0
      Mar 22, 2017 to Mar 27, 2018
    • Pension plan clients · unset to 6.0
      Mar 22, 2017 to Mar 27, 2018
    • Employees · 2 to 5
      Mar 22, 2017 to Mar 27, 2018
    • State-registered IARs · 2 to 4
      Mar 22, 2017 to Mar 27, 2018
    • Other offices · unset to 0.0
      Mar 22, 2017 to Mar 27, 2018
    • Discretionary RAUM · $199M to $233M
      Mar 22, 2017 to Mar 27, 2018
    • HNW RAUM · unset to 203590973.0
      Mar 22, 2017 to Mar 27, 2018
    • Individual RAUM · unset to 31680489.0
      Mar 22, 2017 to Mar 27, 2018
    • Non-discretionary RAUM · $5.3M to $8.2M
      Mar 22, 2017 to Mar 27, 2018
    • Pension RAUM · unset to 4296020.0
      Mar 22, 2017 to Mar 27, 2018
    • RAUM · $204M to $241M
      Mar 22, 2017 to Mar 27, 2018
    • Accounts · 472 to 539
      Mar 11, 2016 to Mar 22, 2017
    • Employees · 3 to 2
      Mar 11, 2016 to Mar 22, 2017
    • Discretionary RAUM · $191M to $199M
      Mar 11, 2016 to Mar 22, 2017
    • Non-discretionary RAUM · $4.9M to $5.3M
      Mar 11, 2016 to Mar 22, 2017
    • RAUM · $196M to $204M
      Mar 11, 2016 to Mar 22, 2017
    • Accounts · 464 to 472
      Mar 24, 2015 to Mar 11, 2016
    • Advisory employees · 3 to 2
      Mar 24, 2015 to Mar 11, 2016
    • State-registered IARs · 3 to 2
      Mar 24, 2015 to Mar 11, 2016
    • Discretionary RAUM · $161M to $191M
      Mar 24, 2015 to Mar 11, 2016
    • Non-discretionary RAUM · $4.5M to $4.9M
      Mar 24, 2015 to Mar 11, 2016
    • RAUM · $166M to $196M
      Mar 24, 2015 to Mar 11, 2016
    • Accounts · 397 to 464
      Mar 20, 2014 to Mar 24, 2015
    • Discretionary RAUM · $131M to $161M
      Mar 20, 2014 to Mar 24, 2015
    • Non-discretionary RAUM · $4.6M to $4.5M
      Mar 20, 2014 to Mar 24, 2015
    • RAUM · $136M to $166M
      Mar 20, 2014 to Mar 24, 2015
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026