DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• P••••••• R••••••••• P••• C•••••••••
NEW YORK, NY | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• P••••••• R••••••••• P••• C••••••••• | Institutional manager | Jul 2, 2019 | n/a | yes | NEW YORK, NY|CHICAGO, IL | Current employment |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Apr 21, 2016 | May 3, 2018 | no | LISLE, IL|KINGSTON SPRINGS, TN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••• F•••••••• P•••••••• L•• | C••••• P••••••• R••••••••• P••• C••••••••• | May 3, 2018 | Jul 2, 2019 | 425 | Firm change after gap | Other |
| N••••• A•••• M••••••••• L•• | V••• F•••••••• P•••••••• L•• | Apr 6, 2016 | Apr 21, 2016 |
| N••••• A•••• M••••••••• L•• | Mixed wealth | Sep 1, 2011 | Apr 6, 2016 | no | CHICAGO, IL | Previous registration |
| N••••• F••• A•••••••• L•• | Asset manager | Mar 1, 2007 | Sep 1, 2011 | no | CHICAGO, IL | Previous registration |
| 15 |
| Firm change |
| Other |
| N••••• F••• A•••••••• L•• | N••••• A•••• M••••••••• L•• | Sep 1, 2011 | Sep 1, 2011 | 0 | Bulk transfer | Other |