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R••• M•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R••• M•••••• T•••••

Advisor at C••••• P••••••• L••

ALBANY, NY | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:092d473d-9a6d-ec9d-7ab4-32921a82386a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Sep 30, 2025	n/a	yes	ALBANY, NY\|NEW YORK, NY	Current employment
G•••••••• L••	Former SEC adviser	Jul 14, 2020	Oct 3, 2025	no	ALBANY, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• L••	C••••• P••••••• L••	Oct 3, 2025	Sep 30, 2025	-3	Bulk transfer	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	G•••••••• L••	Feb 6, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:135950:NY:2020-02-06	Feb 6, 2020	Jul 14, 2020	CLIFTON PARK, NY	Firm change

Relationships

Registered with (4)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Sep 30, 2025 to presentfactForm ADV
→ G•••••••• L••Registered adviserregistration: previous registration
Jul 14, 2020 to Oct 3, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 19, 2017 to Feb 6, 2020factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:092d473d-9a6d-ec9d-7ab4-32921a82386a
First observed: Jan 9, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.