RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• M•••••• T•••••
- C••••• P••••••• L•• independent RIA currentsince Sep 30, 2025 · Albany, Ny
- G•••••••• L•• formerJul 14, 2020 to Oct 3, 2025 · Albany, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 19, 2017 to Feb 6, 2020 · Clifton Park, Ny
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedJan 9, 2014 to Sep 22, 2017 · Latham, Ny
- G•••••••• L•• to C••••• P••••••• L••left Oct 3, 2025, registered Sep 30, 2025 (-3 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G•••••••• L••left Feb 6, 2020, registered Jul 14, 2020 (159 days) · Wirehouse to independent RIA · moved with a team
- G•••••• S•••• W••••• S•••••••• L••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 22, 2017, registered Sep 19, 2017 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address