DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
NEWTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 19, 2024 | n/a | yes | NEWTON, MA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Sep 13, 2022 | Jun 10, 2024 | no | Newton Lower Falls, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | L•• F•••••••• L•• | Jun 10, 2024 | Sep 19, 2024 | 101 | Firm change | Ibd to ibd |
| W•••• F•••• A••••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Dec 31, 2018 | Sep 13, 2022 |
| W•••• F•••• A••••••• | Wirehouse | Dec 13, 2017 | Dec 31, 2018 | no | WELLESLEY, MA|WALTHAM, MA | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 2, 2008 | Dec 15, 2017 | no | WELLESLEY HILLS, MA|WELLESLEY HILLS, MA | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Oct 8, 2008 | Dec 3, 2008 | no | BOSTON, MA | Previous registration |
| 1,352 |
| Firm change after gap |
| Wirehouse to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | W•••• F•••• A••••••• | Dec 15, 2017 | Dec 13, 2017 | -2 | Firm change | Wirehouse to wirehouse |
| M••••• S•••••• • C•• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Dec 3, 2008 | Dec 2, 2008 | -1 | Firm change | Other |