D••• F• L••••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 19, 2024 · Newton, Ma
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Sep 13, 2022 to Jun 10, 2024 · Newton Lower Falls, Ma
• W•••• F•••• A••••••• wirehouse
  Dec 13, 2017 to Dec 31, 2018 · Wellesley, Ma
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Dec 2, 2008 to Dec 15, 2017 · Wellesley Hills, Ma
• M••••• S•••••• • C•• L•• unclassified
  Oct 8, 2008 to Dec 3, 2008 · Boston, Ma

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Jun 10, 2024, registered Sep 19, 2024 (101 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Dec 31, 2018, registered Sep 13, 2022 (1352 days) · Wirehouse to affiliated broker-dealer or bank
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
  left Dec 15, 2017, registered Dec 13, 2017 (-2 days) · Wirehouse to wirehouse
• M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Dec 3, 2008, registered Dec 2, 2008 (-1 days) · Other

• ••• Locked
  Jun 10, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address