DFX Intelligence

E••••• C•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

E••••• C•••••• R•••••••

Advisor at C•••••• A••••••• W••••• M•••••••••

YAKIMA, WA

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Search this name across graphsid dfx:ria:09374f35-9f2d-ea1b-a3b3-7fcc7291f983

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 22, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• W••••• M•••••••••	Independent wealth	Aug 5, 2020	n/a	yes	YAKIMA, WA	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 8, 2003	Aug 4, 2020	no	YAKIMA, WA\|YAKIMA, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	C•••••• A••••••• W••••• M•••••••••	Aug 4, 2020	Aug 5, 2020	1	Firm change	Wirehouse to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Sep 4, 2003	Oct 8, 2003

Team moves

••• Locked

Team	Left	Joined	From	Kind
11025:309387:WA:2020-08-04	Aug 4, 2020	Aug 5, 2020	YAKIMA, WA	Firm change

Relationships

Registered with (3)

→ C•••••• A••••••• W••••• M•••••••••Registered adviserregistration: current employment
Aug 5, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 8, 2003 to Aug 4, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 22, 1998 to Sep 4, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09374f35-9f2d-ea1b-a3b3-7fcc7291f983
First observed: Dec 22, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.