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RIA / WealthAdvisorCertified Financial Planner28 years in industry

DAVID ANTHONY PLANTE

Advisor at FOCUS PARTNERS WEALTH, LLC

Harrisburg, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:093f48fb-d326-ca5c-1061-358d9f501559

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Oct 31, 1997
First registration: Jan 27, 2010
Dual registered: no
IAPD individual key: 2903468

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jan 4, 2026	n/a	yes	Harrisburg, PA	Current employment
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Jan 5, 2025	Mar 20, 2026	no	Harrisburg, PA	Previous registration
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Nov 5, 2024	Dec 31, 2024	no	Harrisburg, PA	Previous registration
FORT PITT CAPITAL GROUP, LLC	Former SEC adviser	Jul 10, 2024	Nov 4, 2024	no	PITTSBURGH, PA\|HARRISBURG, PA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 27, 2010	Dec 31, 2020	no	BURLINGTON, MA\|HARRISBURG, PA\|MANCHESTER, NH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 27, 2010	Jan 11, 2021	no	Burlington, MA\|Bedford, NH\|Harrisburg, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHCOAST ASSET MANAGEMENT LLC	FOCUS PARTNERS WEALTH, LLC	Mar 20, 2026	Jan 4, 2026	-75	Bulk transfer	RIA to RIA
FORT PITT CAPITAL GROUP, LLC	NORTHCOAST ASSET MANAGEMENT LLC	Nov 4, 2024	Nov 5, 2024	1	Bulk transfer	RIA to RIA
TD AMERITRADE, INC.	FORT PITT CAPITAL GROUP, LLC	Jan 11, 2021	Jul 10, 2024	1,276	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Jan 27, 2010	-3,991	Bulk transfer	Other

Relationships

Registered with (5)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jan 4, 2026 to presentfactForm ADV
→ NORTHCOAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 5, 2025 to Mar 20, 2026factForm ADV
→ FORT PITT CAPITAL GROUP, LLCRegistered adviserregistration: previous registration
Jul 10, 2024 to Nov 4, 2024factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 27, 2010 to Jan 11, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 27, 2010 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.