DFX Intelligence

P•••••• L••••••• C••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

P•••••• L••••••• C••

Advisor at M•••••• W•••••

IRVINE, CA

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Search this name across graphsid dfx:ria:09765559-f503-b668-5adf-76e8968e6abc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 13, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W•••••	Independent wealth	Mar 10, 2017	n/a	yes	IRVINE, CA	Current employment
M•••••••• A•••••••	Former SEC adviser	Feb 9, 2011	Aug 15, 2012	no	IRVINE, CA\|NEWPORT BEACH, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• A•••••••	M•••••• W•••••	Aug 15, 2012	Mar 10, 2017	1,668	Firm change after gap	Other
G•••••• S•••• W••••• S•••••••• L•••	M•••••••• A•••••••	Nov 1, 2004	Feb 9, 2011

Relationships

Registered with (3)

→ M•••••• W•••••Registered adviserregistration: current employment
Mar 10, 2017 to presentfactForm ADV
→ M•••••••• A•••••••Registered adviserregistration: previous registration
Feb 9, 2011 to Aug 15, 2012factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Mar 13, 2003 to Nov 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09765559-f503-b668-5adf-76e8968e6abc
First observed: Mar 13, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.