DFX Intelligence

M•••••• W•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M•••••• W•••••

M•••••• W•••••, LLC, CRD 164758

IRVINE, CA

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Search this name across graphsid dfx:ria:84836179-2dc0-8a89-c521-d8e309c22993

Data as of May 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 8, 2022 to May 29, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $216M••• Locked
Discretionary RAUM: $189M
Private client RAUM: $211Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $108Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••• P•••••• M•••••••	Certified Financial Planner	IRVINE, CA	14	19	2	no
P•••••• L••••••• C••	Certified Financial Planner	IRVINE, CA	9	23	2

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• P••••••• L•••••••	MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	06/2012	Mar 8, 2022	Feb 26, 2024
M•••••••• M•••••• P••••••	Member	D	yes	06/2012	Mar 8, 2022	Feb 26, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$216M	$174M	24.0%	$112M	24.5%	3	4	0	0

Relationships

Registered with (3)

← P•••••• L••••••• C••Advisorregistration: current employment
Mar 10, 2017 to presentfactForm ADV
← M••••• P•••••• M•••••••Advisorregistration: current employment
Aug 13, 2012 to presentfactForm ADV
← DENISE S LEEAdvisorregistration: previous registration
Jul 21, 2022 to Jun 30, 2025factForm ADV

Controls (2)

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
Denise S Lee left M•••••• W••••• for Perigon Wealth Management, Llc (registered 2025-07-14)
Form ADVobserved 7 days ago
Occurred
Mar 8, 2022
First Form ADV filing
M•••••• W••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:84836179-2dc0-8a89-c521-d8e309c22993
First observed: Mar 8, 2022
Last observed: May 29, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.