O••••• J• K•••

Advisor at A••••••• C•••••• P•••••••

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0977780f-fef9-1540-c9cd-ef503b452194

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• C•••••• P•••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Dec 17, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• C•••••• P•••••••	Former SEC adviser	Nov 23, 2020	n/a	yes	CHICAGO, IL	Current employment
A•• A•••••••	n/a	Nov 5, 2018	Dec 31, 2020	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• A•••••••	A••••••• C•••••• P•••••••	Dec 31, 2020	Nov 23, 2020	-38	Firm change after gap	Other
F••• P•••• C•••••• P••••••• L••	A•• A•••••••	Dec 31, 2018	Nov 5, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
298796:311163:IL:2020-12-21	Dec 31, 2020	Nov 23, 2020	CHICAGO, IL	Firm change after gap
146759:298796:CA:2018-12-31	Dec 31, 2018	Nov 5, 2018	SAN FRANCISCO, CA	Firm change after gap
7691:146759:IL:2017-11-07	Nov 7, 2017	Nov 3, 2017	CHICAGO, IL	Firm change

Relationships

Registered with (4)

→ A••••••• C•••••• P•••••••Registered adviserregistration: current employment
Nov 23, 2020 to presentfactForm ADV
→ A•• A•••••••Registered adviserregistration: previous registration
Nov 5, 2018 to Dec 31, 2020factForm ADV
→ F••• P•••• C•••••• P••••••• L••Registered adviserregistration: previous registration
Nov 3, 2017 to Dec 31, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0977780f-fef9-1540-c9cd-ef503b452194
First observed: Jan 28, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.