RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••• C•••••• P••••••• former currentsince Nov 23, 2020 · Chicago, Il
- A•• A••••••• unclassifiedNov 5, 2018 to Dec 31, 2020 · Chicago, Il
- F••• P•••• C•••••• P••••••• L•• independent RIANov 3, 2017 to Dec 31, 2018 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 28, 2013 to Nov 7, 2017 · Chicago, Il
- A•• A••••••• to A••••••• C•••••• P•••••••left Dec 31, 2020, registered Nov 23, 2020 (-38 days) · Other · moved with a team
- F••• P•••• C•••••• P••••••• L•• to A•• A•••••••left Dec 31, 2018, registered Nov 5, 2018 (-56 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••• P•••• C•••••• P••••••• L••left Nov 7, 2017, registered Nov 3, 2017 (-4 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address