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Advisor at STRATEGIC ADVISERS LLC
GILBERT, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | GILBERT, AZ | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Feb 21, 2021 | Mar 31, 2025 | no | CHANDLER, AZ | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Feb 25, 2020 | Nov 24, 2020 | no | Gilbert, AZ|INDIANAPOLIS, IN | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Jan 7, 2019 | Dec 24, 2019 | no | PHOENIX, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 24, 2018 | Jan 14, 2019 | no | GILBERT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| ONEAMERICA SECURITIES, INC. | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Nov 24, 2020 | Feb 21, 2021 | 89 | Firm change | Ibd to ibd |
| CITIZENS SECURITIES, INC. | ONEAMERICA SECURITIES, INC. | Dec 24, 2019 | Feb 25, 2020 | 63 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIZENS SECURITIES, INC. | Jan 14, 2019 | Jan 7, 2019 | -7 | Firm change | Wirehouse to ibd |