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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

CHRISTOPHER BRIAN PELLEY

Advisor at BFC PLANNING, INC.

Denver, CO | MIDVALE, UT | Centennial, CO | CEDAR RAPIDS, IA

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Search this name across graphsid dfx:ria:0983af12-ec1e-1473-c622-5ccd0ce9f044

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BFC PLANNING, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 16, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 2
Registered states: 2
Exams: S63|S65
First exam: Jul 16, 1990
First registration: Jan 1, 1999
Dual registered: yes, broker-dealer
Other names: CHRIS B PELLEY
IAPD individual key: 1008077

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BFC PLANNING, INC.	Bd affiliated wealth	Sep 8, 2026	n/a	yes	Denver, CO\|CEDAR RAPIDS, IA	Current employment
Everspire	Independent wealth	Mar 26, 2026	n/a	yes	MIDVALE, UT\|Centennial, CO	Current employment
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Dec 13, 2021	Mar 31, 2026	no	MOUNT PLEASANT, SC\|GREENWOOD VILLAGE, CO	Previous registration
MOLONEY SECURITIES ASSET MANAGEMENT LLC	Former SEC adviser	May 20, 2016	Dec 14, 2021	no	Greenwood Village, CO\|Denver, CO\|MANCHESTER, MO	Previous registration
MOLONEY INVESTMENT ADVISORY LLC	Former SEC adviser	May 20, 2016	Dec 31, 2016	no	Denver, CO\|MANCHESTER, MO	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 27, 2014	Jun 2, 2016	no	GREENWOOD VILLAGE, CO	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 2, 2012	Nov 7, 2014	no	DENVER, CO	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	May 10, 2010	Jul 2, 2012	no	SAN DIEGO, CA\|DENVER, CO\|BOULDER, CO	Previous registration
CAPITAL INVESTMENT MANAGEMENT	Former SEC adviser	Jan 1, 1999	Jun 10, 2015	no	DENVER, CO	Previous registration
CAPITAL INVESTMENT MANAGEMENT	Former SEC adviser	Jan 1, 1999	Dec 31, 2014	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
APOLLON WEALTH MANAGEMENT, LLC	Everspire	Mar 31, 2026	Mar 26, 2026	-5	Firm change	RIA to RIA
MOLONEY SECURITIES ASSET MANAGEMENT LLC	APOLLON WEALTH MANAGEMENT, LLC	Dec 14, 2021	Dec 13, 2021	-1	Firm change	Ibd to RIA
MOLONEY INVESTMENT ADVISORY LLC	MOLONEY SECURITIES ASSET MANAGEMENT LLC	Dec 31, 2016	May 20, 2016	-225	Channel change	Other
RBC CAPITAL MARKETS, LLC	MOLONEY INVESTMENT ADVISORY LLC	Jun 2, 2016	May 20, 2016	-13	Firm change	Ibd to new firm
CAPITAL INVESTMENT MANAGEMENT	FIRST ALLIED SECURITIES, INC.	Jun 10, 2015	May 10, 2010	-1,857	Firm change after gap	Other
FIRST ALLIED ADVISORY SERVICES, INC.	RBC CAPITAL MARKETS, LLC	Nov 7, 2014	Oct 27, 2014	-11	Firm change	Other
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 2, 2012	Jul 2, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282448:291902:MO:2021-12-14	Dec 14, 2021	Dec 13, 2021	MANCHESTER, MO	Firm change
282140:282448:MO:2016-12-26	Dec 31, 2016	May 20, 2016	MANCHESTER, MO	Firm change after gap
31194:282140:CO:2016-06-02	Jun 2, 2016	May 20, 2016	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (9)

→ BFC PLANNING, INC.Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ EVERSPIRERegistered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 13, 2021 to Mar 31, 2026factForm ADV
→ MOLONEY SECURITIES ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
May 20, 2016 to Dec 14, 2021factForm ADV
→ MOLONEY INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
May 20, 2016 to Dec 31, 2016factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Oct 27, 2014 to Jun 2, 2016factForm ADV
→ CAPITAL INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 1999 to Jun 10, 2015factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 2, 2012 to Nov 7, 2014factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
May 10, 2010 to Jul 2, 2012factForm ADV

Dated events

Occurred
Mar 31, 2026
Advisor changed firm
Christopher Brian Pelley left Apollon Wealth Management, Llc for Everspire (registered 2026-03-26)
Form ADVobserved 4 days ago