DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• B•••• P•••••

B•• P•••••••• I•••BD affiliatedDenver, Co dual registrantIAPD 1008077

Feed of 09/15/2026

Also filed as Chris B P•••••

At current firm

0 y

since Mar 26, 2026

In the industry

36 y

since Jul 16, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•• P•••••••• I••• BD affiliated current
since Sep 8, 2026 · Denver, Co
E•••••••• independent RIA current
since Mar 26, 2026 · Midvale, Ut
A•••••• W••••• M••••••••• L•• independent RIA
Dec 13, 2021 to Mar 31, 2026 · Mount Pleasant, Sc
M•••••• S••••••••• A•••• M••••••••• L•• former
May 20, 2016 to Dec 14, 2021 · Greenwood Village, Co
M•••••• I••••••••• A••••••• L•• former
May 20, 2016 to Dec 31, 2016 · Denver, Co
R•• C•••••• M••••••• L•• national BD
Oct 27, 2014 to Jun 2, 2016 · Greenwood Village, Co
F•••• A••••• A••••••• S•••••••• I••• former
Jul 2, 2012 to Nov 7, 2014 · Denver, Co
F•••• A••••• S••••••••• I••• former
May 10, 2010 to Jul 2, 2012 · San Diego, Ca
C•••••• I••••••••• M••••••••• former
Jan 1, 1999 to Jun 10, 2015 · Denver, Co
C•••••• I••••••••• M••••••••• former
Jan 1, 1999 to Dec 31, 2014 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

A•••••• W••••• M••••••••• L•• to E••••••••
left Mar 31, 2026, registered Mar 26, 2026 (-5 days) · RIA to RIA
M•••••• S••••••••• A•••• M••••••••• L•• to A•••••• W••••• M••••••••• L••
left Dec 14, 2021, registered Dec 13, 2021 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
M•••••• I••••••••• A••••••• L•• to M•••••• S••••••••• A•••• M••••••••• L••
left Dec 31, 2016, registered May 20, 2016 (-225 days) · channel change inside one enterprise, not a move · moved with a team
R•• C•••••• M••••••• L•• to M•••••• I••••••••• A••••••• L••
left Jun 2, 2016, registered May 20, 2016 (-13 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
C•••••• I••••••••• M••••••••• to F•••• A••••• S••••••••• I•••
left Jun 10, 2015, registered May 10, 2010 (-1857 days) · Other
F•••• A••••• A••••••• S•••••••• I••• to R•• C•••••• M••••••• L••
left Nov 7, 2014, registered Oct 27, 2014 (-11 days) · Other
F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move

Signals

C••••••••• B•••• P••••• left A•••••• W••••• M••••••••• L•• for Everspire (registered 2026-03-26)
Mar 31, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address