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Advisor at STONEBRIDGE FINANCIAL GROUP
SAN RAFAEL, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STONEBRIDGE FINANCIAL GROUP | Independent wealth | Mar 2, 2026 | n/a | yes | SAN RAFAEL, CA | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 8, 2009 | Mar 3, 2026 | no | SAN RAFAEL, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Dec 14, 2009 | no | SAN RAFAEL, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 4, 2004 | Jun 1, 2009 | no | SAN RAFAEL, CA|SAN RAFAEL, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 21, 2003 | Jan 22, 2004 | no | SAN FRANCISCO, CA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 21, 2002 | Oct 29, 2002 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | STONEBRIDGE FINANCIAL GROUP | Mar 3, 2026 | Mar 2, 2026 | -1 | Firm change | Ibd to new firm |
| MORGAN STANLEY | EQUITABLE ADVISORS, LLC | Dec 14, 2009 | Dec 8, 2009 | -6 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CITIGROUP GLOBAL MARKETS INC. | Jan 22, 2004 | Feb 4, 2004 | 13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:340200:CA:2026-03-03 | Mar 3, 2026 | Mar 2, 2026 | SAN RAFAEL, CA | Firm change |