This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Feb 27, 2019

First registration

Apr 3, 2019

Dual registered

yes, broker-dealer

Other names

ALEX FULLERTON|ALEXANDER FULLERTON

IAPD individual key

5892862

• Occurred

  May 31, 2024
  Advisor changed firm

  Alexander L Fullerton left Newedge Advisors for International Assets Investment Management, Llc (registered 2024-06-12)

  Form ADVobserved 6 days ago
• Occurred

  Jun 14, 2022
  Advisor changed firm

  Alexander L Fullerton left Ameriprise Financial Services, Llc for Newedge Advisors (registered 2022-06-10)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:09e387ba-f3b8-bf2b-099a-c41bab0976ef

First observed

Apr 3, 2019

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.