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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

Charles Sandor Toth

Advisor at JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

Millstone Township, NJ | BOSTON, MA

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Search this name across graphsid dfx:ria:09f18ae3-63fe-01ec-d0e4-c7a6ea0bee04

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 16, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 24, 1993
First registration: Apr 16, 2004
Dual registered: yes, broker-dealer
Other names: CHUCK TOTH|CHARLES SANDOR TOTH|CHARLES S TOTH
IAPD individual key: 1414129

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	Bd affiliated wealth	Apr 30, 2026	n/a	yes	BOSTON, MA\|Millstone Township, NJ	Current employment
MORGAN STANLEY	Wirehouse	Aug 29, 2017	Jan 26, 2024	no	New York, NY\|PURCHASE, NY\|New York, NY	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 31, 2015	Nov 16, 2015	no	WINDSOR, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 16, 2004	May 12, 2011	no	PENNINGTON, NJ\|PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	Jan 26, 2024	Apr 30, 2026	825	Firm change after gap	Wirehouse to ibd
VOYA FINANCIAL ADVISORS, INC.	MORGAN STANLEY	Nov 16, 2015	Aug 29, 2017	652	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	VOYA FINANCIAL ADVISORS, INC.	May 12, 2011	Aug 31, 2015	1,572	Firm change after gap	Other

Relationships

Registered with (4)

→ JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 29, 2017 to Jan 26, 2024factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 31, 2015 to Nov 16, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 16, 2004 to May 12, 2011factForm ADV

Dated events

Occurred
Jan 26, 2024
Advisor changed firm
Charles Sandor Toth left Morgan Stanley for John Hancock Personal Financial Services, Llc (registered 2026-04-30)
Form ADVobserved 4 days ago