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Advisor at ARVEST WEALTH MANAGEMENT
FT SMITH, AR | FAYETTEVILLE, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARVEST WEALTH MANAGEMENT | Independent wealth | Feb 22, 2017 | n/a | yes | FT SMITH, AR|FAYETTEVILLE, AR | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Mar 22, 2011 | Feb 3, 2017 | no | SAN DIEGO, CA|FORT SMITH, AR|Fort Smith, AR|Alma, AR|Van Buren, AR|Springdale, AR | Previous registration |
| SUTTERFIELD FINANCIAL GROUP, INC. | Independent wealth | Feb 2, 2009 | Jan 26, 2011 | no | VAN BUREN, AR|BARTLESVILLE, OK | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2008 | Dec 31, 2008 | no | VAN BUREN, AR | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Jan 6, 2003 | Oct 31, 2008 | no | VAN BUREN, AR|HOUSTON, TX|FORT SMITH, AR|FORT SMITH, AR | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 24, 2002 | Sep 12, 2002 | no | FORT SMITH, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | ARVEST WEALTH MANAGEMENT | Feb 3, 2017 | Feb 22, 2017 | 19 | Firm change | Other |
| SUTTERFIELD FINANCIAL GROUP, INC. | CUSO FINANCIAL SERVICES, L.P. | Jan 26, 2011 | Mar 22, 2011 | 55 | Firm change | Other |
| SAGEPOINT FINANCIAL, INC. | SUTTERFIELD FINANCIAL GROUP, INC. | Dec 31, 2008 | Feb 2, 2009 | 33 | Firm change | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | SAGEPOINT FINANCIAL, INC. | Oct 31, 2008 | Oct 31, 2008 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | AMERICAN GENERAL SECURITIES INCORPORATED | Sep 12, 2002 | Jan 6, 2003 | 116 | Firm change | Other |