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Advisor at EMPOWER ADVISORY GROUP, LLC
GREENWOOD VILLAGE, CO | Madison, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Sep 3, 2024 | n/a | yes | Madison, GA|GREENWOOD VILLAGE, CO | Current employment |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Aug 28, 2019 | Aug 26, 2024 | no | ATLANTA, GA|EVANS, GA|ATLANTA, GA | Previous registration |
| EDWARD JONES | National bd RIA | Jun 17, 2019 | Aug 7, 2019 | no | ATHENS, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 29, 2016 | May 7, 2018 | no | Athens, GA|MARIETTA, GA|ATHENS, GA|ATHENS, GA|ATHENS, GA|MARIETTA, GA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jun 26, 2015 | Jul 15, 2016 | no | DUNWOODY, GA | Previous registration |
| JOYN ADVISORS, INC. | Former SEC adviser | Sep 25, 2014 | Dec 16, 2014 | no | ATLANTA, GA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 12, 2011 | Aug 18, 2014 | no | Atlanta, GA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 14, 2009 | Jul 29, 2011 | no | DECATUR, GA|TUCKER, GA|LITHONIA, GA|ATLANTA, GA|ATLANTA, GA|ATLANTA, GA|DECATUR, GA|ATLANTA, GA|ATLANTA, GA|DECATUR, GA|ATLANTA, GA|ATLANTA, GA|DECATUR, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | EMPOWER ADVISORY GROUP, LLC | Aug 26, 2024 | Sep 3, 2024 | 8 | Firm change | Ibd to ibd |
| EDWARD JONES | TRUIST ADVISORY SERVICES, INC. | Aug 7, 2019 | Aug 28, 2019 | 21 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | May 7, 2018 | Jun 17, 2019 | 406 | Firm change after gap | Wirehouse to ibd |
| STRATEGIC ADVISERS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 15, 2016 | Nov 29, 2016 | 137 | Firm change | Ibd to wirehouse |
| JOYN ADVISORS, INC. | STRATEGIC ADVISERS LLC | Dec 16, 2014 | Jun 26, 2015 | 192 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | JOYN ADVISORS, INC. | Aug 18, 2014 | Sep 25, 2014 | 38 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | CHARLES SCHWAB & CO., INC. | Jul 29, 2011 | Aug 12, 2011 | 14 | Firm change | Other |