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RIA / WealthAdvisor18 years in industry

David Lewis

Advisor at VELBRIDGE WEALTH ADVISORS LLC

White Plains, NY

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Search this name across graphsid dfx:ria:0a0436e2-3ca0-ce44-d63f-c96828c1410c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 6
On other graphs: 0
Observed: May 27, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VELBRIDGE WEALTH ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 15, 2019
First registration: May 27, 2020
Dual registered: no
Other names: David L Lewis|David L Lewis|David L Lewis|David L Lewis|David Lewis
IAPD individual key: 2769530

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VELBRIDGE WEALTH ADVISORS LLC	State registered	Jul 9, 2025	n/a	yes	White Plains, NY	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 9, 2024	Jul 2, 2025	no	Warren, NJ\|White Plains, NY\|White Plains, NY	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	May 9, 2024	Aug 13, 2024	no	Stamford, CT	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 18, 2023	Mar 27, 2024	no	White Plains, NY	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 27, 2022	Oct 13, 2023	no	White Plains, NY	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Apr 29, 2022	Sep 14, 2022	no	MINNEAPOLIS, MN\|White Plain, NY	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 11, 2022	Apr 28, 2022	no	WHITE PLAINS, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 27, 2020	Dec 23, 2021	no	NEW YORK, NY\|WHITE PLAINS, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	VELBRIDGE WEALTH ADVISORS LLC	Jul 2, 2025	Jul 9, 2025	7	Firm change	Ibd to state RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MML INVESTORS SERVICES, LLC	Aug 13, 2024	Aug 9, 2024	-4	Firm change	Other
PRUCO SECURITIES, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Mar 27, 2024	May 9, 2024	43	Firm change	Other
ALLSTATE FINANCIAL ADVISORS, LLC	PRUCO SECURITIES, LLC	Oct 13, 2023	Oct 18, 2023	5	Firm change	Ibd to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	ALLSTATE FINANCIAL ADVISORS, LLC	Sep 14, 2022	Sep 27, 2022	13	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Apr 28, 2022	Apr 29, 2022	1	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUCO SECURITIES, LLC	Dec 23, 2021	Mar 11, 2022	78	Firm change	Wirehouse to ibd

Relationships

Registered with (7)

→ VELBRIDGE WEALTH ADVISORS LLCRegistered adviserregistration: current employment
Jul 9, 2025 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 9, 2024 to Jul 2, 2025factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
May 9, 2024 to Aug 13, 2024factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 18, 2023 to Mar 27, 2024factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 27, 2022 to Oct 13, 2023factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Apr 29, 2022 to Sep 14, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 27, 2020 to Dec 23, 2021factForm ADV

Dated events

Occurred
Jul 2, 2025
Advisor changed firm
David Lewis left Mml Investors Services, Llc for Velbridge Wealth Advisors Llc (registered 2025-07-09)
Form ADVobserved 4 days ago
Occurred
Aug 13, 2024
Advisor changed firm
David Lewis left Northwestern Mutual Investment Services,Llc for Mml Investors Services, Llc (registered 2024-08-09)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2024
Advisor changed firm
David Lewis left Pruco Securities, Llc for Northwestern Mutual Investment Services,Llc (registered 2024-05-09)
Form ADVobserved 4 days ago
Occurred
Oct 13, 2023
Advisor changed firm
David Lewis left Allstate Financial Advisors, Llc for Pruco Securities, Llc (registered 2023-10-18)
Form ADVobserved 4 days ago
Occurred
Sep 14, 2022
Advisor changed firm
David Lewis left Thrivent Investment Management Inc. for Allstate Financial Advisors, Llc (registered 2022-09-27)
Form ADVobserved 4 days ago
Occurred
Apr 28, 2022
Advisor changed firm
David Lewis left Pruco Securities, Llc for Thrivent Investment Management Inc. (registered 2022-04-29)
Form ADVobserved 4 days ago