DFX Intelligence

L•• A••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

L•• A••• P•••••••

Advisor at S•••••• W••••• M••••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:0a387b97-2545-b9bb-e021-a622dfb2d875

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M••••••••• L••	Independent wealth	Jan 24, 2024	n/a	yes	SAN ANTONIO, TX	Current employment
F••••	Independent wealth	Jan 18, 2022	Oct 31, 2023	no	New Braunfels, TX\|WEST PALM BEACH, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	S•••••• W••••• M••••••••• L••	Oct 31, 2023	Jan 24, 2024	85	Firm change	RIA to RIA
B••••••• W••••• S••••••••	F••••	Jan 14, 2022	Jan 18, 2022

Relationships

Registered with (6)

→ S•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 24, 2024 to presentfactForm ADV
→ F••••Registered adviserregistration: previous registration
Jan 18, 2022 to Oct 31, 2023factForm ADV
→ B••••••• W••••• S••••••••Registered adviserregistration: previous registration
Sep 16, 2019 to Jan 14, 2022factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
Oct 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a387b97-2545-b9bb-e021-a622dfb2d875
First observed: Oct 7, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.