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Advisor at EDELMAN FINANCIAL ENGINES
NOVI, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Nov 1, 2018 | n/a | yes | NOVI, MI | Current employment |
| EDELMAN FINANCIAL SERVICES, LLC | Former SEC adviser | May 2, 2014 | Nov 1, 2018 | no | NOVI, MI|GLENVIEW, IL|FAIRFAX, VA | Previous registration |
| CLA FINANCIAL ADVISORS, LLC | Former SEC adviser | Jun 2, 2011 | Apr 21, 2014 | no | NORTHBROOK, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 22, 2006 | Mar 30, 2011 | no | CHICAGO, IL|DOWNERS GROVE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL SERVICES, LLC | EDELMAN FINANCIAL ENGINES | Nov 1, 2018 | Nov 1, 2018 | 0 | Bulk transfer | Ibd to RIA |
| CLA FINANCIAL ADVISORS, LLC | EDELMAN FINANCIAL SERVICES, LLC | Apr 21, 2014 | May 2, 2014 | 11 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CLA FINANCIAL ADVISORS, LLC | Mar 30, 2011 | Jun 2, 2011 | 64 | Firm change | Other |