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RIA / WealthAdvisorCertified Financial Planner24 years in industry

JULIE ANN HUPP

Advisor at VERTEX PARTNERS

DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:0a43db4d-3bc9-0168-3e6d-a8572ff6636f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VERTEX PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 22, 2006
First registration: Mar 29, 2006
Dual registered: no
Other names: JULIE ANN THOMPSON|JULIE HUPP|JULIE THOMPSON HUPP
IAPD individual key: 5095745

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VERTEX PARTNERS	Independent wealth	May 13, 2022	n/a	yes	DOWNERS GROVE, IL	Current employment
HIGHPOINT PLANNING PARTNERS	Independent wealth	Dec 8, 2021	Apr 29, 2022	no	DOWNERS GROVE, IL\|GRAYSLAKE, IL\|MINNEAPOLIS, MN	Previous registration
HIGHPOINT ADVISOR GROUP, LLC	Former SEC adviser	Jun 2, 2014	Dec 31, 2021	no	GRAYSLAKE, IL\|DOWNERS GROVE, IL\|Minneapolis, MN	Previous registration
WADDELL & REED	Former SEC adviser	Jul 7, 2006	Jun 12, 2014	no	ELGIN, IL\|GRAYSLAKE, IL	Previous registration
WATERSTONE FINANCIAL GROUP, INC.	n/a	Mar 29, 2006	Jun 13, 2006	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHPOINT PLANNING PARTNERS	VERTEX PARTNERS	Apr 29, 2022	May 13, 2022	14	Firm change	RIA to RIA
HIGHPOINT ADVISOR GROUP, LLC	HIGHPOINT PLANNING PARTNERS	Dec 31, 2021	Dec 8, 2021	-23	Bulk transfer	RIA to new firm
WADDELL & REED	HIGHPOINT ADVISOR GROUP, LLC	Jun 12, 2014	Jun 2, 2014	-10	Firm change	Other
WATERSTONE FINANCIAL GROUP, INC.	WADDELL & REED	Jun 13, 2006	Jul 7, 2006	24	Firm change	Other

Relationships

Registered with (5)

→ VERTEX PARTNERSRegistered adviserregistration: current employment
May 13, 2022 to presentfactForm ADV
→ HIGHPOINT PLANNING PARTNERSRegistered adviserregistration: previous registration
Dec 8, 2021 to Apr 29, 2022factForm ADV
→ HIGHPOINT ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Jun 2, 2014 to Dec 31, 2021factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jul 7, 2006 to Jun 12, 2014factForm ADV
→ WATERSTONE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 29, 2006 to Jun 13, 2006factForm ADV

Dated events

Occurred
Apr 29, 2022
Advisor changed firm
Julie Ann Hupp left Highpoint Planning Partners for Vertex Partners (registered 2022-05-13)
Form ADVobserved 6 days ago