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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

Kathryn Evangeline Willis

Advisor at BOK FINANCIAL ADVISORS

Tulsa, OK

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Search this name across graphsid dfx:ria:0a44d024-7a7c-a1a3-4afc-f28f3a87daff

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 7, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOK FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 14, 2011
First registration: Oct 7, 2013
Dual registered: yes, broker-dealer
Other names: KATIE EVANGELINE DINSMORE|KATHRYN EVANGELINE DINSMORE|Katie Evangeline Iwata|Kathryn Evangeline Iwata|Katie Evangeline Willis
IAPD individual key: 5917711

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Mar 5, 2024	n/a	yes	Tulsa, OK	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 18, 2023	Feb 16, 2024	no	Tulsa, OK	Previous registration
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Sep 15, 2014	Jan 6, 2023	no	Tulsa, OK\|Tulsa, OK\|Tulsa, OK	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 7, 2013	Sep 22, 2014	no	TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	BOK FINANCIAL ADVISORS	Feb 16, 2024	Mar 5, 2024	18	Firm change	Wirehouse to ibd
BOK FINANCIAL ADVISORS	J.P. MORGAN SECURITIES LLC	Jan 6, 2023	Jan 18, 2023	12	Firm change	Ibd to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	BOK FINANCIAL ADVISORS	Sep 22, 2014	Sep 15, 2014	-7	Firm change	Other

Relationships

Registered with (3)

→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 15, 2014 to Jan 6, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jan 18, 2023 to Feb 16, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 7, 2013 to Sep 22, 2014factForm ADV

Dated events

Occurred
Feb 16, 2024
Advisor changed firm
Kathryn Evangeline Willis left J.P. Morgan Securities Llc for Bok Financial Advisors (registered 2024-03-05)
Form ADVobserved 6 days ago
Occurred
Jan 6, 2023
Advisor changed firm
Kathryn Evangeline Willis left Bok Financial Advisors for J.P. Morgan Securities Llc (registered 2023-01-18)
Form ADVobserved 6 days ago