DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst19 years in industry

JOSEPH PARKER MITCHELL

Advisor at OXFORD FINANCIAL GROUP, LTD

CARMEL, IN | ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee7a0638-b99f-015b-a27b-809295e5a9fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OXFORD FINANCIAL GROUP, LTD
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66|S63
First exam: Jan 8, 2007
First registration: Jan 9, 2007
Dual registered: no
Other names: PARKER MITCHELL
IAPD individual key: 5162465

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OXFORD FINANCIAL GROUP, LTD	Independent wealth	May 22, 2023	n/a	yes	CARMEL, IN\|ATLANTA, GA	Current employment
CRESSET ASSET MANAGEMENT, LLC	Independent wealth	Oct 5, 2021	May 13, 2022	no	CHICAGO, IL\|Atlanta, GA	Previous registration
BERMAN CAPITAL ADVISORS, LLC	Former SEC adviser	Jul 5, 2016	Oct 19, 2021	no	ATLANTA, GA	Previous registration
CRAWFORD INVESTMENT COUNSEL INC	Independent wealth	Oct 28, 2011	Jul 2, 2013	no	ATLANTA, GA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 9, 2007	Aug 29, 2011	no	Washington, DC\|Atlanta, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CRESSET ASSET MANAGEMENT, LLC	OXFORD FINANCIAL GROUP, LTD	May 13, 2022	May 22, 2023	374	Firm change	RIA to RIA
BERMAN CAPITAL ADVISORS, LLC	CRESSET ASSET MANAGEMENT, LLC	Oct 19, 2021	Oct 5, 2021	-14	Firm change	RIA to RIA
CRAWFORD INVESTMENT COUNSEL INC	BERMAN CAPITAL ADVISORS, LLC	Jul 2, 2013	Jul 5, 2016	1,099	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	CRAWFORD INVESTMENT COUNSEL INC	Aug 29, 2011	Oct 28, 2011	60	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
155419:288566:GA:2021-10-19	Oct 19, 2021	Oct 5, 2021	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ OXFORD FINANCIAL GROUP, LTDRegistered adviserregistration: current employment
May 22, 2023 to presentfactForm ADV
→ CRESSET ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 5, 2021 to May 13, 2022factForm ADV
→ BERMAN CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 5, 2016 to Oct 19, 2021factForm ADV
→ CRAWFORD INVESTMENT COUNSEL INCRegistered adviserregistration: previous registration
Oct 28, 2011 to Jul 2, 2013factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 9, 2007 to Aug 29, 2011factForm ADV

Dated events

Occurred
May 13, 2022
Advisor changed firm
Joseph Parker Mitchell left Cresset Asset Management, Llc for Oxford Financial Group, Ltd (registered 2023-05-22)
Form ADVobserved 5 days ago