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RIA / WealthAdvisorCertified Financial Planner26 years in industry

ROBERT M VOGEL

Advisor at ROCKWOOD WEALTH MANAGEMENT, LLC

NEW HOPE, PA

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Search this name across graphsid dfx:ria:a8886c4e-e277-3643-4d03-ba14e564f900

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKWOOD WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 17, 2000
First registration: Oct 14, 2002
Dual registered: no
Other names: ROBERT MAWHINNEY|Robert Mawhinney
IAPD individual key: 4140530

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKWOOD WEALTH MANAGEMENT, LLC	Independent wealth	Dec 14, 2020	n/a	yes	NEW HOPE, PA	Current employment
Mariner	Bd affiliated wealth	Apr 8, 2019	Dec 1, 2020	no	BLUE BELL, PA	Previous registration
JFS WEALTH ADVISORS, LLC	Independent wealth	Oct 2, 2015	Apr 11, 2019	no	DOYLESTOWN, PA	Previous registration
COMPREHENSIVE INVESTMENT SOLUTIONS, LLC	Former SEC adviser	May 24, 2006	Oct 13, 2015	no	YARDLEY, PA	Previous registration
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Oct 14, 2002	May 16, 2005	no	VALLEY FORGE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Mariner	ROCKWOOD WEALTH MANAGEMENT, LLC	Dec 1, 2020	Dec 14, 2020	13	Firm change	Ibd to RIA
JFS WEALTH ADVISORS, LLC	Mariner	Apr 11, 2019	Apr 8, 2019	-3	Firm change	RIA to ibd
COMPREHENSIVE INVESTMENT SOLUTIONS, LLC	JFS WEALTH ADVISORS, LLC	Oct 13, 2015	Oct 2, 2015	-11	Firm change	Other
VANGUARD ADVISERS, INC.	COMPREHENSIVE INVESTMENT SOLUTIONS, LLC	May 16, 2005	May 24, 2006	373	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
119284:145051:PA:2015-10-13	Oct 13, 2015	Oct 2, 2015	YARDLEY, PA	Firm change

Relationships

Registered with (5)

→ ROCKWOOD WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 14, 2020 to presentfactForm ADV
→ MARINERRegistered adviserregistration: previous registration
Apr 8, 2019 to Dec 1, 2020factForm ADV
→ JFS WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 2, 2015 to Apr 11, 2019factForm ADV
→ COMPREHENSIVE INVESTMENT SOLUTIONS, LLCRegistered adviserregistration: previous registration
May 24, 2006 to Oct 13, 2015factForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Oct 14, 2002 to May 16, 2005factForm ADV

Dated events

No dated event names this entity yet.