DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Svetla D Vavova-Clifford

Advisor at MORGAN STANLEY

San Jose, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a7a2f73-b0af-1407-2f3a-8cae5bd20ced

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 1, 2004
First registration: Nov 2, 2004
Dual registered: yes, broker-dealer
Other names: SVETLA VAVOVA-CLIFFORD|SVETLA VAVOVA|SVETLA DIMITROVA VAVOVA|SVETLA DIMITROVA VAVOVA-CLIFFORD
IAPD individual key: 4823962

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Aug 1, 2022	n/a	yes	San Jose, CA	Current employment
THE BLAKELEY GROUP INC	Former SEC adviser	May 21, 2021	Jul 25, 2022	no	SANTA CLARA, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 17, 2019	Nov 12, 2020	no	Campbell, CA	Previous registration
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.	Bd affiliated wealth	Dec 10, 2018	Jun 19, 2019	no	Mountain View, CA\|KANSAS CITY, MO	Previous registration
AMERICAN CENTURY ADVISORY SERVICES, INC.	Former SEC adviser	Apr 18, 2011	Dec 31, 2012	no	MOUNTAIN VIEW, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 29, 2005	Apr 1, 2011	no	San Jose, CA\|Concord, CA\|Campbell, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Nov 2, 2004	Oct 26, 2005	no	REDWOOD SHORES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE BLAKELEY GROUP INC	MORGAN STANLEY	Jul 25, 2022	Aug 1, 2022	7	Firm change	Other
CHARLES SCHWAB & CO., INC.	THE BLAKELEY GROUP INC	Nov 12, 2020	May 21, 2021	190	Firm change	Other
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.	CHARLES SCHWAB & CO., INC.	Jun 19, 2019	Jul 17, 2019	28	Firm change	RIA to ibd
AMERICAN CENTURY ADVISORY SERVICES, INC.	AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.	Dec 31, 2012	Dec 10, 2018	2,170	Firm change after gap	Other
AMERIPRISE FINANCIAL SERVICES, LLC	AMERICAN CENTURY ADVISORY SERVICES, INC.	Apr 1, 2011	Apr 18, 2011	17	Firm change	Ibd to new firm

Relationships

Registered with (6)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Aug 1, 2022 to presentfactForm ADV
→ THE BLAKELEY GROUP INCRegistered adviserregistration: previous registration
May 21, 2021 to Jul 25, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 17, 2019 to Nov 12, 2020factForm ADV
→ AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.Registered adviserregistration: previous registration
Dec 10, 2018 to Jun 19, 2019factForm ADV
→ AMERICAN CENTURY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Apr 18, 2011 to Dec 31, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Nov 29, 2005 to Apr 1, 2011factForm ADV

Dated events

Occurred
Jul 25, 2022
Advisor changed firm
Svetla D Vavova-Clifford left The Blakeley Group Inc for Morgan Stanley (registered 2022-08-01)
Form ADVobserved 5 days ago