DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Svetla D Vavova-Clifford
Feed of 09/14/2026
Also filed as Svetla Vavova-Clifford
At current firm
4 y
since Aug 1, 2022
In the industry
27 y
since May 1, 1999 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Aug 1, 2022 · San Jose, Ca
- The Blakeley Group Inc formerMay 21, 2021 to Jul 25, 2022 · Santa Clara, Ca
- Charles Schwab & Co., Inc. national BDJul 17, 2019 to Nov 12, 2020 · Campbell, Ca
- American Century Investments Private Client Group, Inc. BD affiliatedDec 10, 2018 to Jun 19, 2019 · Mountain View, Ca
- American Century Advisory Services, Inc. formerApr 18, 2011 to Dec 31, 2012 · Mountain View, Ca
- Ameriprise Financial Services, LLC national BDNov 29, 2005 to Apr 1, 2011 · San Jose, Ca
- Ameriprise Financial Services, LLC national BDNov 2, 2004 to Oct 26, 2005 · Redwood Shores, Ca
Moves
a registration end followed by a registration begin elsewhere
- The Blakeley Group Inc to Morgan Stanleyleft Jul 25, 2022, registered Aug 1, 2022 (7 days) · Other
- Charles Schwab & Co., Inc. to The Blakeley Group Incleft Nov 12, 2020, registered May 21, 2021 (190 days) · Other
- American Century Investments Private Client Group, Inc. to Charles Schwab & Co., Inc.left Jun 19, 2019, registered Jul 17, 2019 (28 days) · RIA to affiliated broker-dealer or bank
- American Century Advisory Services, Inc. to American Century Investments Private Client Group, Inc.left Dec 31, 2012, registered Dec 10, 2018 (2170 days) · Other
- Ameriprise Financial Services, LLC to American Century Advisory Services, Inc.left Apr 1, 2011, registered Apr 18, 2011 (17 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
- Svetla D Vavova-Clifford left The Blakeley Group Inc for Morgan Stanley (registered 2022-08-01)Jul 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address