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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JONATHAN LAWRENCE HURD

Advisor at WELLS FARGO ADVISORS

LITTLE ROCK, AR

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Search this name across graphsid dfx:ria:0a80f7b9-f212-a9e2-e06f-04bfafbff648

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 7, 2007
First registration: Feb 11, 2013
Dual registered: yes, broker-dealer
Other names: JONATHAN LAWRENCE HURD|JONATHAN HURD
IAPD individual key: 4993998

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 16, 2018	n/a	yes	LITTLE ROCK, AR	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	May 17, 2018	no	Bentonville, AR\|LITTLE ROCK, AR	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	May 21, 2014	Jul 1, 2016	no	METAIRIE, LA\|LITTLE ROCK, AR	Previous registration
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Dec 12, 2013	May 27, 2014	no	DENHAM SPRINGS, LA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 11, 2013	Dec 26, 2013	no	LITTLE ROCK, AR\|LITTLE ROCK, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	WELLS FARGO ADVISORS	May 17, 2018	May 16, 2018	-1	Firm change	Ibd to wirehouse
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other
HANCOCK WHITNEY INVESTMENT SERVICES INC.	ESSEX NATIONAL SECURITIES, INC.	May 27, 2014	May 21, 2014	-6	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Dec 26, 2013	Dec 12, 2013	-14	Firm change	Other

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 16, 2018 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to May 17, 2018factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
May 21, 2014 to Jul 1, 2016factForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Dec 12, 2013 to May 27, 2014factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 11, 2013 to Dec 26, 2013factForm ADV

Dated events

No dated event names this entity yet.