DFX Intelligence
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Reading the graph
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Advisor at A••••••• W••••• A•••••••
Raritan, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• W••••• A••••••• | Bd affiliated wealth | Sep 18, 2019 | n/a | yes | Raritan, NJ | Current employment |
| T•••• A•••••••• L•• | Former SEC adviser | Nov 16, 2011 | Sep 16, 2019 | no | ATLANTA, GA|RARITAN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•••• A•••••••• L•• | A••••••• W••••• A••••••• | Sep 16, 2019 | Sep 18, 2019 | 2 | Firm change | Ibd to RIA |
| N•• A•••••• S•••••••• L•• | T•••• A•••••••• L•• | Nov 29, 2011 | Nov 16, 2011 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Nov 29, 2007 | Nov 29, 2011 | no | LINCROFT, NJ|AUSTIN, TX | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Sep 17, 2002 | Oct 11, 2002 | no | PRINCETON, NJ | Previous registration |
| -13 |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | N•• A•••••• S•••••••• L•• | Oct 11, 2002 | Nov 29, 2007 | 1,875 | Firm change after gap | Other |