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Advisor at MML INVESTORS SERVICES, LLC
Lindenhurst, NY | Huntington, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 11, 2025 | n/a | yes | Huntington, NY|Lindenhurst, NY | Current employment |
| ESI FINANCIAL ADVISORS | Independent wealth | Mar 27, 2024 | Aug 7, 2025 | no | HAUPPAUGE, NY | Previous registration |
| ROCKLINE WEALTH MANAGEMENT LLC | Independent wealth | May 1, 2023 | Jan 5, 2024 | no | ISLIP TERRACE, NY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 30, 2020 | Aug 9, 2023 | no | PLAINVIEW, NY | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 21, 2019 | Sep 29, 2020 | no | COLLEGE POINT, NY|FLUSHING, NY|FLUSHING, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | MML INVESTORS SERVICES, LLC | Aug 7, 2025 | Jul 11, 2025 | -27 | Firm change | RIA to ibd |
| ROCKLINE WEALTH MANAGEMENT LLC | ESI FINANCIAL ADVISORS | Jan 5, 2024 | Mar 27, 2024 | 82 | Firm change | RIA to RIA |
| LPL FINANCIAL LLC | ROCKLINE WEALTH MANAGEMENT LLC | Aug 9, 2023 | May 1, 2023 | -100 | Firm change after gap | Ibd to new firm |
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Sep 29, 2020 | Sep 30, 2020 | 1 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 265:10409:NY:2025-08-07 | Aug 7, 2025 | Jul 11, 2025 | HAUPPAUGE, NY | Firm change |
| 6413:324004:NY:2023-08-09 | Aug 9, 2023 | May 1, 2023 | PLAINVIEW, NY | Firm change after gap |