DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Justin Volence

MML Investors Services, LLCBD affiliatedLindenhurst, Ny dual registrantIAPD 6709334

Feed of 09/15/2026

Also filed as Justin Michael Volence

At current firm

1 y

since Jul 11, 2025

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

MML Investors Services, LLC BD affiliated current
since Jul 11, 2025 · Huntington, Ny
Esi Financial Advisors independent RIA
Mar 27, 2024 to Aug 7, 2025 · Hauppauge, Ny
Rockline Wealth Management LLC independent RIA
May 1, 2023 to Jan 5, 2024 · Islip Terrace, Ny
LPL Financial LLC BD affiliated
Sep 30, 2020 to Aug 9, 2023 · Plainview, Ny
J.P. Morgan Securities LLC wirehouse
Oct 21, 2019 to Sep 29, 2020 · College Point, Ny

Moves

a registration end followed by a registration begin elsewhere

Esi Financial Advisors to MML Investors Services, LLC
left Aug 7, 2025, registered Jul 11, 2025 (-27 days) · RIA to affiliated broker-dealer or bank · moved with a team
Rockline Wealth Management LLC to Esi Financial Advisors
left Jan 5, 2024, registered Mar 27, 2024 (82 days) · RIA to RIA
LPL Financial LLC to Rockline Wealth Management LLC
left Aug 9, 2023, registered May 1, 2023 (-100 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
J.P. Morgan Securities LLC to LPL Financial LLC
left Sep 29, 2020, registered Sep 30, 2020 (1 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Justin Volence left Esi Financial Advisors for Mml Investors Services, Llc (registered 2025-07-11)
Aug 7, 2025 · Advisor changed firm · fact
Justin Volence left Rockline Wealth Management Llc for Esi Financial Advisors (registered 2024-03-27)
Jan 5, 2024 · Advisor changed firm · fact
Justin Volence left Lpl Financial Llc for Rockline Wealth Management Llc (registered 2023-05-01)
Aug 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address