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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ROCKLINE WEALTH MANAGEMENT LLC

CRD 324004

ISLIP TERRACE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b6ab560-53ca-3fe2-75ac-9fcf7bce6e80

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 0
Observed: Mar 31, 2023 to Sep 4, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.86 fund_share=0.0 institutional_share=0.12 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $750MItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $656M
Private client RAUM: $641MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $150Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,494
Individual clients: 522
High net worth clients: 339
Custody, client assets: $49.3M
SEC number: 801-127867
CRD: 324004
Filings on the tape: 11
First filed: Mar 31, 2023
Latest filed: Sep 4, 2026
Organised: Limited Liability Company, NY

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARK BENNETT ROSE	n/a	ISLIP TERRACE, NY	3	42	2	no
GABRIEL MICHAEL GALLANTE	n/a	ISLIP TERRACE, NY	3	14	2	no
NICHOLAS ANTHONY COLUZZI	n/a	ISLIP TERRACE, NY	3	13	1	no
Salvatore Licata	n/a	ISLIP TERRACE, NY	2	10	n/a	no
Connor James Mushorn	n/a	ISLIP TERRACE, NY	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GALLANTE, GABRIEL, MICHAEL	OWNER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER	E	yes	03/2023	Mar 31, 2023	Jun 17, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 20, 2026	$750M	$656M	4	4	n/a	n/a
2024	Jan 31, 2025	$632M	$538M	5	5	n/a	n/a
2023	Feb 20, 2024	$478M	$390M	5	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	0	0	0	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$750M	$632M	18.7%	n/a	n/a	4	5	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jun 18, 2024	May 1, 2023	PLAINVIEW, NY	Team lift out	Ibd to RIA	0.0%
LPL FINANCIAL LLC	2	Aug 9, 2023	May 1, 2023	PLAINVIEW, NY	Team lift out	Ibd to new firm	0.0%

Relationships

Registered with (8)

← Connor James MushornAdvisorregistration: current employment
Jun 10, 2026 to presentfactForm ADV
← Salvatore LicataAdvisorregistration: current employment
Jun 20, 2024 to presentfactForm ADV
← NICHOLAS ANTHONY COLUZZIAdvisorregistration: current employment
May 28, 2023 to presentfactForm ADV
← MARK BENNETT ROSEAdvisorregistration: current employment
May 1, 2023 to presentfactForm ADV
← GABRIEL MICHAEL GALLANTEAdvisorregistration: current employment
May 1, 2023 to presentfactForm ADV
← ANTHONY SANTOAdvisorregistration: previous registration
May 1, 2023 to Nov 6, 2025factForm ADV
← Steven HigginsAdvisorregistration: previous registration
Jul 9, 2024 to Dec 2, 2024factForm ADV
← Justin VolenceAdvisorregistration: previous registration
May 1, 2023 to Jan 5, 2024factForm ADV

Controls (1)

← GALLANTE, GABRIEL, MICHAELOwnerOWNER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 31, 2023 to Jun 17, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Aug 9, 2023 to May 1, 2023factForm ADV

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
Anthony Santo left Rockline Wealth Management Llc for Partners Capital Services, Inc. (registered 2025-12-15)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2025
Regulatory AUM changed
Rockline Wealth Management Llc reported RAUM $631.7M, up 32% from $477.5M (2024-06-17 to 2025-01-31)
Form ADVobserved 5 days ago
$154M
Occurred
Dec 2, 2024
Advisor changed firm
Steven Higgins left Rockline Wealth Management Llc for Charles Schwab & Co., Inc. (registered 2025-01-21)
Form ADVobserved 5 days ago
Occurred
Jun 18, 2024
Team lift-out
2 advisors left LPL Financial LLC (Plainview, NY) for Rockline Wealth Management LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jan 5, 2024
Advisor changed firm
Justin Volence left Rockline Wealth Management Llc for Esi Financial Advisors (registered 2024-03-27)
Form ADVobserved 5 days ago
Occurred
Aug 9, 2023
Team lift-out
2 advisors left LPL Financial LLC (Plainview, NY) for Rockline Wealth Management LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 31, 2023
First Form ADV filing
Rockline Wealth Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b6ab560-53ca-3fe2-75ac-9fcf7bce6e80
First observed: Mar 31, 2023
Last observed: Sep 4, 2026 16 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROCKLINE WEALTH MANAGEMENT LLC

CRD 324004

ISLIP TERRACE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b6ab560-53ca-3fe2-75ac-9fcf7bce6e80

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK BENNETT ROSE

n/a

ISLIP TERRACE, NY

GABRIEL MICHAEL GALLANTE

n/a

ISLIP TERRACE, NY

NICHOLAS ANTHONY COLUZZI

n/a

ISLIP TERRACE, NY

Salvatore Licata

n/a

ISLIP TERRACE, NY

n/a

Connor James Mushorn

n/a

ISLIP TERRACE, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GALLANTE, GABRIEL, MICHAEL

OWNER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER

yes

03/2023

Mar 31, 2023

Jun 17, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 20, 2026

$750M

$656M

n/a

2024

Jan 31, 2025

$632M

$538M

n/a

2023

Feb 20, 2024

$478M

$390M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$750M

$632M

18.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jun 18, 2024

May 1, 2023

PLAINVIEW, NY

Team lift out

Ibd to RIA

0.0%

LPL FINANCIAL LLC

Aug 9, 2023

May 1, 2023

PLAINVIEW, NY

Team lift out

Ibd to new firm

0.0%