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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

VICTOR MANUEL AYALA

Advisor at FROST INVESTMENT SERVICES

AUSTIN, TX | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:0ab5b9cd-d97d-2975-44db-28ed72d24090

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FROST INVESTMENT SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 12, 2000
First registration: Jan 30, 2006
Dual registered: yes, broker-dealer
Other names: VICTOR MANUEL AYALA|VICTOR MANUEL AYALA|Vic Manuel Ayala
IAPD individual key: 4177740

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FROST INVESTMENT SERVICES	Bd affiliated wealth	Apr 23, 2025	n/a	yes	SAN ANTONIO, TX\|AUSTIN, TX	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 27, 2021	May 30, 2024	no	Westlake, TX\|San Antonio, TX\|Southlake, TX\|Austin, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 14, 2013	Aug 31, 2021	no	CARLSBAD, CA\|AUSTIN, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 20, 2011	Aug 27, 2021	no	HONOLULU, HI\|Carlsbad, CA\|FORT WORTH, TX\|FORT WORTH, TX\|Austin, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 30, 2006	Oct 14, 2013	no	HONOLULU, HI\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	FROST INVESTMENT SERVICES	May 30, 2024	Apr 23, 2025	328	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Aug 31, 2021	Aug 27, 2021	-4	Channel change	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 27, 2021	Oct 14, 2013	-2,874	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 14, 2013	Jan 20, 2011	-998	Channel change	Other

Relationships

Registered with (4)

→ FROST INVESTMENT SERVICESRegistered adviserregistration: current employment
Apr 23, 2025 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 27, 2021 to May 30, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 14, 2013 to Aug 31, 2021factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 20, 2011 to Aug 27, 2021factForm ADV

Dated events

Occurred
May 30, 2024
Advisor changed firm
Victor Manuel Ayala left Charles Schwab & Co., Inc. for Frost Investment Services (registered 2025-04-23)
Form ADVobserved 4 days ago