DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• C•••••• M••••••••• L••
Latest filing Mar 10, 2026
First filing on the tape Mar 27, 2012 · 31 filings
SEC status approved since Jan 26, 2009
RAUM
$4.5B
reported, Item 5.F
Discretionary
40%
of RAUM
Private clients
22%
$970M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$742M
derived; firm RAUM over IAPD count
Employees
27
13 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
13
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$4.5B as of Mar 10, 2026
Mar 27, 2012$256M then
HNW client RAUM$967M as of Mar 10, 2026
Mar 29, 2018$240M then
State-registered IARs (5.B.3)7 as of Mar 10, 2026
Mar 18, 20130 then
Employees (5.A)27 as of Mar 10, 2026
Mar 18, 20138 then
Private funds13 as of Mar 10, 2026
Mar 27, 20121 then
RAUM +19% over the last fiscal year+12% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
- RAUM per advisor
- $742MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $18.2MderivedHNW RAUM over HNW clients
- Average account
- $3.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 40%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, otherreportedItem 5.G
- Custody
- $234M, 35 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$2.2B50%
- Pooled investment vehicles$1.2B28%
- High-net-worth individuals$967M22%
- Individuals$3.5M0.1%
- Charitable organizations$284,7900.0%
- Individual clients
- 8reported
- HNW clients
- 53reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 1,191reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $234M for 35 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.22 fund_share=0.28 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• C••••• T•••••••Chartered Financial Analyst | New York, Ny | Aug 23, 2010 | 23 y | 0 |
| W•••••• H•••••• S••••••• | New York, Ny | Jan 27, 2016 | 25 y | 0 |
| B•••••• D••••• P•••• | New York, Ny | Aug 24, 2016 | 11 y | 0 |
| A•••• T••••••• B••• | New York, Ny | Sep 3, 2019 | 13 y | 0 |
| R••• T••••• P••••••• | New York, Ny | Dec 14, 2020 | 13 y | 0 |
| J••• B••••••• D•••••• | New York, Ny | Oct 31, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• W•••••• G•••••• to R••••••••• C•••••• M•••••••••Apr 28, 2023 · RIA to affiliated broker-dealer or bank
- J••• D••••••• M•••••••• to S••••••• I••••• A•••••••Oct 2, 2019 · Other
Joined, latest
- M•••••• W•••••• G•••••• from D••••••• S••••••••• L••Mar 30, 2022 · RIA to RIA
Private funds
24 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- J••••• M••••••• A•••• · Chief Operating Officercontrolsince 11/2022 · owns less than 5%
- P••••••• A••••••• J••••• · General Counsel / Chief Compliance Officercontrolsince 05/2018 · owns less than 5%
- S••••• A•••• J•••••• · Chief Financial Officercontrolsince 01/2017 · owns less than 5%
- S•••••••• W••••••• H•••••• · Member / Chief Executive Officercontrolsince 01/2009 · owns 25% to 50%
- T•••••••• M••••••• C••••• · Member / Chief Investment Officercontrolsince 01/2009 · owns 25% to 50%
- R•••••••• R••••• F•••• · Membercontrolsince 01/2009 · owns 75% or more of M•••••• M••••••••• L••
- P••••• B••••••• D••••• · Member / Senior Analystsince 05/2016 · owns less than 5%
- S•••••••• W••••••• S••••• · Trustee - R•••• F• R••••••• C••••••••• T•••• O• 2•••since 01/2011 · owns 10% to 25%
Entity owners
- M•••••• M••••••••• L•• · Memberdirect · owns 10% to 25%
- R•••• F• R••••••• C••••••••• T•••• O• 2••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- B•• M••••••• L••bankpooled vehicle sponsorn
- B•••••••• C•••••• G•• L••bankpooled vehicle sponsorn
- B•••••••• F•••••• E••••••••• M••••••• A• S••••••• S••••• O• B•••••••• S••••• M••••••• L••bankpooled vehicle sponsorn
- B•••••••• F•••••• S••• M•••••• I•• A• S••••••• S••••• O• B•••••••• S••••• M••••••• L••bankpooled vehicle sponsorn
- B•••••••• F•••••• S••• M••••••• A• S••••••• S••••• O• B•••••••• S••••• M••••••• L••bankpooled vehicle sponsorn
- B•••••••• V••••••• G•• L••bankpooled vehicle sponsorn
- B••• I• M••••••• A• S••••••• S••••• O• B•••••••• S••••• M••••••• L••bankpooled vehicle sponsorn
- B••• M••••••• A• S••••••• S••••• O• B•••••••• S••••• M••••••• L••bankpooled vehicle sponsorn
- I••••••••• C•••••• G•• L••bankpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 6 | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Malibu, CA2 employees
- Miami, FL1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 10, 2026RAUM per registered advisor of $742,076,282 against a peer median of $146,690,280 (1222 comparable advisers, 98.0th percentile, 6.0 robust deviations)peers: independent wealth managers, $1B to $5B (1,222) · 98% percentile
- high employee count relative to advisorsStatic outlier · filing Mar 10, 2026employees per registered advisor of 4.5 against a peer median of 1.5 (1101 comparable advisers, 99.0th percentile, 6.2 robust deviations)peers: independent wealth managers, $1B to $5B (1,101) · 99% percentile
- control person changedChange between filings · filing Mar 10, 2026R•••••••• R••••• F•••• (MEMBER) left Schedule A between the filings of 2023-03-30 and 2026-03-10peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,113 to 1,191Mar 27, 2025 to Mar 10, 2026
- HNW clients · 51 to 53Mar 27, 2025 to Mar 10, 2026
- Assets in custody · $350M to $234MMar 27, 2025 to Mar 10, 2026
- Employees · 22 to 27Mar 27, 2025 to Mar 10, 2026
- Discretionary RAUM · $1.6B to $1.8BMar 27, 2025 to Mar 10, 2026
- HNW RAUM · $826M to $967MMar 27, 2025 to Mar 10, 2026
- Individual RAUM · $2.6M to $3.5MMar 27, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $2.2B to $2.7BMar 27, 2025 to Mar 10, 2026
- Pooled vehicle RAUM · $1.0B to $1.2BMar 27, 2025 to Mar 10, 2026
- RAUM · $3.8B to $4.5BMar 27, 2025 to Mar 10, 2026
- Accounts · 979 to 1,113Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 16 to 13Mar 27, 2024 to Mar 27, 2025
- Corporate clients · 13 to 14Mar 27, 2024 to Mar 27, 2025
- HNW clients · 52 to 51Mar 27, 2024 to Mar 27, 2025
- Individual clients · 9 to 8Mar 27, 2024 to Mar 27, 2025
- Pooled vehicle clients · 17 to 15Mar 27, 2024 to Mar 27, 2025
- Assets in custody · $369M to $350MMar 27, 2024 to Mar 27, 2025
- Employees · 27 to 22Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.5B to $1.6BMar 27, 2024 to Mar 27, 2025
- HNW RAUM · $754M to $826MMar 27, 2024 to Mar 27, 2025
- Individual RAUM · $2.3M to $2.6MMar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $1.8B to $2.2BMar 27, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $916M to $1.0BMar 27, 2024 to Mar 27, 2025
- RAUM · $3.3B to $3.8BMar 27, 2024 to Mar 27, 2025
- Advisory employees · 12 to 16Mar 30, 2023 to Mar 27, 2024
- Advisory activities · 4 to 5Mar 30, 2023 to Mar 27, 2024
- Corporate clients · 14 to 13Mar 30, 2023 to Mar 27, 2024
- HNW clients · 56 to 52Mar 30, 2023 to Mar 27, 2024
- Individual clients · 14 to 9Mar 30, 2023 to Mar 27, 2024
- Pooled vehicle clients · 14 to 17Mar 30, 2023 to Mar 27, 2024
- Assets in custody · $357M to $369MMar 30, 2023 to Mar 27, 2024
- Employees · 26 to 27Mar 30, 2023 to Mar 27, 2024
- Other offices · 0 to 2Mar 30, 2023 to Mar 27, 2024
- Private funds · 14 to 13Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.5B to $1.5BMar 30, 2023 to Mar 27, 2024
- HNW RAUM · $809M to $754MMar 30, 2023 to Mar 27, 2024
- Individual RAUM · $4.0M to $2.3MMar 30, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $1.6B to $1.8BMar 30, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $968M to $916MMar 30, 2023 to Mar 27, 2024
Signals
5 dated events
- M•••••• W•••••• G•••••• left B•••••••• C•••••• M••••••••• L•• for R••••••••• C•••••• M••••••••• (registered 2023-08-24)Apr 28, 2023 · Advisor changed firm · fact
- Aaron Michael Jemal (Chief Operating Officer) appeared on Schedule A of B•••••••• C•••••• M••••••••• L••Mar 30, 2023 · Control person joined · fact
- Donald Stoltz (Member) no longer on Schedule A of B•••••••• C•••••• M••••••••• L•• (listed 2021-06-18, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- B•••••••• C•••••• M••••••••• L•• reported RAUM $3.1B, up 38% from $2.3B (2021-06-18 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- B•••••••• C•••••• M••••••••• L•• reported RAUM $2.0B, up 86% from $1.1B (2018-06-07 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- B•••••••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- B•••••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
- B•••••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@bienvillecapital.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-226-7348reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/B••••••••-CAPITAL-MANAGEMENreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 226-7348reportedpublic record, Form ADV, Mar 10, 2026
- Team page
- BIENVILLECAPITAL.COM/team/cullen-thompsonreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $742Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B•••••••• C•••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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