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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

Scott E Price

Advisor at J.P. MORGAN SECURITIES LLC

Wenham, MA | BOSTON, MA

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Search this name across graphsid dfx:ria:0af901e3-eb5c-457c-306a-e1e7f3be836e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 26, 1981
First registration: Mar 9, 2009
Dual registered: yes, broker-dealer
Other names: SCOTT EDWARD PRICE
IAPD individual key: 724563

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 24, 2023	n/a	yes	Wenham, MA\|BOSTON, MA	Current employment
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Jun 12, 2012	Mar 19, 2025	no	BOSTON, MA	Previous registration
LEERINK SWANN LLC	Former SEC adviser	Jan 26, 2010	Apr 16, 2012	no	BOSTON, MA	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Mar 9, 2009	Feb 10, 2010	no	BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Mar 19, 2025	Nov 24, 2023	-481	Bulk transfer	Ibd to wirehouse
LEERINK SWANN LLC	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Apr 16, 2012	Jun 12, 2012	57	Firm change	Other
CREDIT SUISSE SECURITIES (USA) LLC	LEERINK SWANN LLC	Feb 10, 2010	Jan 26, 2010	-15	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Nov 24, 2023 to presentfactForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jun 12, 2012 to Mar 19, 2025factForm ADV
→ LEERINK SWANN LLCRegistered adviserregistration: previous registration
Jan 26, 2010 to Apr 16, 2012factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Mar 9, 2009 to Feb 10, 2010factForm ADV

Dated events

No dated event names this entity yet.