RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• E• P••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 24, 2023 · Wenham, Ma
- J••• M••••• P•••••• W••••• A••••••• L•• formerJun 12, 2012 to Mar 19, 2025 · Boston, Ma
- L•••••• S•••• L•• formerJan 26, 2010 to Apr 16, 2012 · Boston, Ma
- C••••• S••••• S••••••••• •••• L•• formerMar 9, 2009 to Feb 10, 2010 · Boston, Ma
- J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••left Mar 19, 2025, registered Nov 24, 2023 (-481 days) · corporate re-registration, not a move
- L•••••• S•••• L•• to J••• M••••• P•••••• W••••• A••••••• L••left Apr 16, 2012, registered Jun 12, 2012 (57 days) · Other
- C••••• S••••• S••••••••• •••• L•• to L•••••• S•••• L••left Feb 10, 2010, registered Jan 26, 2010 (-15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address