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Q••• M••••••••• L••

Former SEC-registered adviserFormer SEC adviser1 private funds· Quatre Bornes

Former SEC-registered adviser, based in Quatre Bornes, reporting $26.9M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$26.9M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-1.3%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 27 Form ADV filings for this adviser, the latest 18 months ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 155119 · SEC 801-72966 · 27 filingsShow
CRD 155119SEC 801-72966First filing on the tape Dec 12, 2011, latest Mar 21, 2025SEC status approved since Mar 16, 2012IAPD
RAUM
$26.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$26.9M as of Mar 21, 2025
Mar 22, 2013$667M then
HNW client RAUM$0 as of Mar 21, 2025
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 21, 2025
Mar 22, 20130 then
Employees (5.A)5 as of Mar 21, 2025
Mar 22, 20138 then
Private funds1 as of Mar 21, 2025
Mar 22, 20131 then
RAUM -1.3% over the last fiscal year+0.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 21, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$26.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-1.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$26.9M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$26.9M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$26.9M for 1 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Q••• E••••••• M••••• V•••• F••• L•••no longer reportedOther Private Fund$3.9M9Mar 28, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • D••••• A••• · Shareholdercontrol
        since 01/1990 · owns 25% to 50% of Q•••••• A••••••• P•••••• L••••••
      • C••••••••• K••••• Y••••••• · Chief Compliance Officer
        since 07/2020 · owns less than 5%
      • R••••••••• K••••••• P••••• · Director
        since 08/2008 · owns less than 5%
      • S••••••••• R•••••••• B••• · Director
        since 05/2006 · owns less than 5%
      • T••••••• P••••• · Director
        since 06/2023 · owns less than 5%
      Entity owners
      • Q•••••• I•••• ••••••••• L•••••• · Shareholder
        direct · owns 75% or more
      • B••• I•••••••• H••••••• L•••••• · Shareholder
        indirect · owns 75% or more of B••• R••••••••• •••••••• L••••••
      • B••• L•••••• · Shareholder
        indirect · owns 75% or more of B••• I•••••••• H••••••• L••••••
      • B••• R••••••••• •••••••• L•••••• · Shareholder
        indirect · owns 25% to 50% of H••• A••• F••• C•••• Q• S•••••
      • C••• • F•••••• H••••••• C••• · Shareholder
        indirect · owns 75% or more of U••••• S••••• F••• I•••••••• C••••••
      • F•••••• ••• I••• · Shareholder
        indirect · owns 75% or more of C••• • F•••••• H••••••• C•••
      • F•••••• F•••••••• H••••••• L•••••• · Shareholder
        indirect · owns 75% or more of F••• G•••• L••• · public reporting company
      • F••• G•••• L••• · Shareholder
        indirect · owns 75% or more of B••• L••••••
      • F••• G•••• L••• · Shareholder
        indirect · owns 75% or more of F•••••• ••• I•••
      • H••• A••• F••• C•••• Q• S••••• · Shareholder
        indirect · owns 25% to 50% of Q•••••• A••••••• P•••••• L••••••
      • Q•••••• A••••••• P•••••• L•••••• · Shareholder
        indirect · owns 75% or more of Q•••••• I•••• ••••••••• L••••••
      • U••••• S••••• F••• I•••••••• C•••••• · Shareholder
        indirect · owns 25% to 50% of H••• A••• F••• C•••• Q• S•••••
      Related persons
      Schedule D 7.A
      • P••• M••••••••• L••••••
        investment adviserpooled vehicle sponsory
      • P•••••• R••• E••••• A••••••• P•••••• L••••••
        investment advisern
      • Q•••••• A••••••• P•••••• L••••••
        investment adviserpooled vehicle sponsoryRAUM $1.8B
      • Q•••••• A•••• M••••••••• C•••••• P•••••• L••••••
        investment advisern
      • Q•••••• I••••••••• S••••••• P•••••• L••••••
        investment advisern
      Advisers that list Q••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $25.9M to $26.9M
        Mar 27, 2024 to Mar 21, 2025
      • Financial planning clients · unset to
        Mar 27, 2024 to Mar 21, 2025
      • HQ state · unset to
        Mar 27, 2024 to Mar 21, 2025
      • Discretionary RAUM · $27.2M to $26.9M
        Mar 27, 2024 to Mar 21, 2025
      • Pooled vehicle RAUM · $27.2M to $26.9M
        Mar 27, 2024 to Mar 21, 2025
      • RAUM · $27.2M to $26.9M
        Mar 27, 2024 to Mar 21, 2025
      • Assets in custody · $22.0M to $25.9M
        Jun 20, 2023 to Mar 27, 2024
      • Discretionary RAUM · $22.0M to $27.2M
        Jun 20, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $22.0M to $27.2M
        Jun 20, 2023 to Mar 27, 2024
      • RAUM · $22.0M to $27.2M
        Jun 20, 2023 to Mar 27, 2024
      • Assets in custody · $26.7M to $22.0M
        Mar 30, 2022 to Mar 29, 2023
      • Employees · 8 to 5
        Mar 30, 2022 to Mar 29, 2023
      • Discretionary RAUM · $26.7M to $22.0M
        Mar 30, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $26.7M to $22.0M
        Mar 30, 2022 to Mar 29, 2023
      • RAUM · $26.7M to $22.0M
        Mar 30, 2022 to Mar 29, 2023
      • Assets in custody · $178M to $26.7M
        Aug 3, 2021 to Mar 30, 2022
      • Employees · 6 to 8
        Aug 3, 2021 to Mar 30, 2022
      • Discretionary RAUM · $178M to $26.7M
        Aug 3, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $178M to $26.7M
        Aug 3, 2021 to Mar 30, 2022
      • RAUM · $178M to $26.7M
        Aug 3, 2021 to Mar 30, 2022
      • Accounts · 3 to 1
        Jul 10, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 3 to 1
        Jul 10, 2020 to Mar 31, 2021
      • Assets in custody · $180M to $178M
        Jul 10, 2020 to Mar 31, 2021
      • Employees · 7 to 6
        Jul 10, 2020 to Mar 31, 2021
      • Discretionary RAUM · $180M to $178M
        Jul 10, 2020 to Mar 31, 2021
      • Non-discretionary RAUM · $16.0M to $0
        Jul 10, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $196M to $178M
        Jul 10, 2020 to Mar 31, 2021
      • RAUM · $196M to $178M
        Jul 10, 2020 to Mar 31, 2021
      • Accounts · 4 to 3
        Mar 28, 2019 to Mar 30, 2020
      • Advisory employees · 3 to 2
        Mar 28, 2019 to Mar 30, 2020
      • Advisory activities · 1 to 2
        Mar 28, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 4 to 3
        Mar 28, 2019 to Mar 30, 2020
      • Assets in custody · $191M to $180M
        Mar 28, 2019 to Mar 30, 2020
      • Employees · 8 to 7
        Mar 28, 2019 to Mar 30, 2020
      • Private funds · 2 to 1
        Mar 28, 2019 to Mar 30, 2020
      • Discretionary RAUM · $191M to $180M
        Mar 28, 2019 to Mar 30, 2020
      • Non-discretionary RAUM · $18.6M to $16.0M
        Mar 28, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $210M to $196M
        Mar 28, 2019 to Mar 30, 2020
      • RAUM · $210M to $196M
        Mar 28, 2019 to Mar 30, 2020
      • Advisory employees · 5 to 3
        Dec 19, 2018 to Mar 28, 2019
      Signals
      3 dated events
      • ••• Locked
        Apr 1, 2026 · Left the SEC roster · derived
      • ••• Locked
        Mar 29, 2023 · Control person joined · fact
      • ••• Locked
        Mar 30, 2022 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026