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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Alexander Sixbey

Advisor at FOUR POINTS ADVISORS, LLC

New York, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:0b105c49-2254-6f52-a419-e5b274a02fd2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUR POINTS ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 19, 2007
First registration: Apr 25, 2007
Dual registered: yes, broker-dealer
Other names: ALEXANDER BENJAMIN SIXBEY
IAPD individual key: 5308440

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUR POINTS ADVISORS, LLC	Independent wealth	Mar 25, 2026	n/a	yes	NEW YORK, NY\|New York, NY	Current employment
OSAIC FA, INC.	Former SEC adviser	Mar 29, 2011	Apr 5, 2024	no	HARTFORD, CT	Previous registration
OSAIC FS, INC.	Former SEC adviser	Mar 29, 2011	Dec 31, 2021	no	FORT WAYNE, IN\|HARTFORD, CT\|CONCORD, NH\|HARTFORD, CT	Previous registration
LINCOLN FINANCIAL DISTRIBUTORS, INC.	n/a	Aug 17, 2009	Feb 28, 2011	no	HARTFORD, CT	Previous registration
LINCOLN FINANCIAL DISTRIBUTORS, INC.	n/a	Jan 17, 2008	May 11, 2009	no	HARTFORD, CT	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Sep 13, 2007	Jan 22, 2008	no	NEW BRITAIN, CT\|KENSINGTON, CT	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Apr 25, 2007	Dec 4, 2007	no	PLANTSVILLE, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	FOUR POINTS ADVISORS, LLC	Apr 5, 2024	Mar 25, 2026	719	Firm change after gap	Ibd to RIA
OSAIC FS, INC.	OSAIC FA, INC.	Dec 31, 2021	Mar 29, 2011	-3,930	Firm change after gap	Other
LINCOLN FINANCIAL DISTRIBUTORS, INC.	OSAIC FS, INC.	Feb 28, 2011	Mar 29, 2011	29	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LINCOLN FINANCIAL DISTRIBUTORS, INC.	Jan 22, 2008	Jan 17, 2008	-5	Firm change	Other
CETERA INVESTMENT SERVICES LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Dec 4, 2007	Sep 13, 2007	-82	Firm change after gap	Other

Relationships

Registered with (6)

→ FOUR POINTS ADVISORS, LLCRegistered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Mar 29, 2011 to Apr 5, 2024factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Mar 29, 2011 to Dec 31, 2021factForm ADV
→ LINCOLN FINANCIAL DISTRIBUTORS, INC.Registered adviserregistration: previous registration
Aug 17, 2009 to Feb 28, 2011factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Sep 13, 2007 to Jan 22, 2008factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Apr 25, 2007 to Dec 4, 2007factForm ADV

Dated events

Occurred
Apr 5, 2024
Advisor changed firm
Alexander Sixbey left Osaic Fa, Inc. for Four Points Advisors, Llc (registered 2026-03-25)
Form ADVobserved 4 days ago