DFX Intelligence

S•••• J••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

S•••• J••• W•••••••

Advisor at M••••• S••••••

Tampa, FL

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Search this name across graphsid dfx:ria:0b238931-4202-1fa2-f28a-ed0c2c5c7284

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 2, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 14, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 17, 2024	n/a	yes	Tampa, FL	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 23, 2020	May 22, 2024	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	M••••• S••••••	May 22, 2024	May 17, 2024	-5	Firm change	Ibd to wirehouse
U•• F•••••••• S••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Mar 31, 2020	Mar 23, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:149777:FL:2024-05-22	May 22, 2024	May 17, 2024	TAMPA, FL	Firm change

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to May 7, 2012factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 23, 2020 to May 22, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Aug 15, 2014 to Mar 31, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
May 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b238931-4202-1fa2-f28a-ed0c2c5c7284
First observed: Jun 2, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.