T•••• C• W•••

Advisor at L•• E••••••••• L••

WHITE PLAINS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b2eefc3-9e02-37b9-a966-d09f5b79c076

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 5, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Mar 26, 2025	n/a	yes	WHITE PLAINS, NY	Current employment
O••• B••••• W••••• G•••• L••	Independent wealth	Jan 23, 2024	May 29, 2024	no	TARRYTOWN, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••• B••••• W••••• G•••• L••	L•• E••••••••• L••	May 29, 2024	Mar 26, 2025	301	Firm change	RIA to new firm
A••••••••• F•••••••• S•••••••• L••	O••• B••••• W••••• G•••• L••	Dec 31, 2023	Jan 23, 2024

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Mar 26, 2025 to presentfactForm ADV
→ O••• B••••• W••••• G•••• L••Registered adviserregistration: previous registration
Jan 23, 2024 to May 29, 2024factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 16, 2021 to Dec 31, 2023factForm ADV
→ E••••• J••••

Dated events

Occurred
May 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b2eefc3-9e02-37b9-a966-d09f5b79c076
First observed: Jan 4, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.