DFX Intelligence

S•••••• M•••• A•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

S•••••• M•••• A•••

Advisor at A••• L••••• A•••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:0b378324-cdc1-1479-c80b-185ba85733d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Dec 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• L••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 16, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• L••••• A•••••••• L••	State registered	Mar 17, 2026	n/a	yes	ATLANTA, GA	Current employment
C••••••••• W••••• P•••••••• L••	Independent wealth	Dec 2, 2021	Mar 17, 2026	no	ATLANTA, GA\|Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W••••• P•••••••• L••	A••• L••••• A•••••••• L••	Mar 17, 2026	Mar 17, 2026	0	Firm change	RIA to state RIA
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••••••• W••••• P•••••••• L••	Dec 23, 2021	Dec 2, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:317519:GA:2021-12-23	Dec 23, 2021	Dec 2, 2021	ATLANTA, GA	Firm change

Relationships

Registered with (8)

→ A••• L••••• A•••••••• L••Registered adviserregistration: current employment
Mar 17, 2026 to presentfactForm ADV
→ C••••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 2, 2021 to Mar 17, 2026factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 6, 2019 to Dec 23, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 17, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b378324-cdc1-1479-c80b-185ba85733d0
First observed: Dec 5, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.