RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• M•••• A•••
- A••• L••••• A•••••••• L•• state registered currentsince Mar 17, 2026 · Atlanta, Ga
- C••••••••• W••••• P•••••••• L•• independent RIADec 2, 2021 to Mar 17, 2026 · Atlanta, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 6, 2019 to Dec 23, 2021 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 10, 2018 to Feb 4, 2019 · Atlanta, Ga
- P•• W••••• M••••••••• BD affiliatedAug 30, 2016 to Jun 15, 2018 · Washington, Dc
- W•••• F•••• A••••••• wirehouseNov 24, 2015 to Mar 23, 2016 · Atlanta, Ga
- P•••••••• A••••••• national BDMar 12, 2014 to Jun 25, 2015 · Atlanta, Ga
- M••••• S•••••• wirehouseDec 5, 2011 to Apr 10, 2012 · Tampa, Fl
- C••••••••• W••••• P•••••••• L•• to A••• L••••• A•••••••• L••left Mar 17, 2026, registered Mar 17, 2026 (0 days) · RIA to a state-registered adviser
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••••• W••••• P•••••••• L••left Dec 23, 2021, registered Dec 2, 2021 (-21 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 4, 2019, registered Feb 6, 2019 (2 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 15, 2018, registered Jul 10, 2018 (25 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Mar 23, 2016, registered Aug 30, 2016 (160 days) · Other
- P•••••••• A••••••• to W•••• F•••• A•••••••left Jun 25, 2015, registered Nov 24, 2015 (152 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to P•••••••• A•••••••left Apr 10, 2012, registered Mar 12, 2014 (701 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••• M•••• A••• left C••••••••• W••••• P•••••••• L•• for A••• L••••• A•••••••• L•• (registered 2026-03-17)Mar 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address